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CFA Institute

Global investment professional credentialing body

Associate Manager - India Operations

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timeMumbai, Maharashtra, IndiaNo salary listed

About the Job

Requirements

  • A law graduate degree or commensurate education and experience is required.
  • A minimum of 3–5 years of work experience in commercial contract management and compliance functions is required.
  • Strong communication skills in English and local languages are required.
  • An excellent understanding of local corporate compliance requirements is required.
  • Proficiency using standard office software and contracting platforms is required.
  • Full-time employment requires being in the office at least three days per week.
  • Occasional flexible working hours are required to partner with internal stakeholders.
  • Applicants must currently be able to work from an advertised hiring location; the role is approved for hire only in the listed location(s).

Responsibilities

  • Manage and adhere to compliance requirements for CFA Institute India Private Limited, including India-specific compliance processes, contracts, and contractual obligations.
  • Implement the First Line of Defense for Risk and Compliance in India.
  • Record, assess, and report non-financial compliance matters related to CFA Institute India Private Limited operations, and implement and monitor changes to requirements resulting from internal or local external changes.
  • Serve as the country liaison with local labour law compliance regulatory authorities, including the Municipal Corporation, Labour Department, and Child and Welfare Department, for inspections, compliance requirements, and audits.
  • Work with the Director, Business Operations, India, and local internal stakeholders to complete filings, reports, and recordkeeping for non-financial labour law compliance.
  • Monitor changes to local labour law compliance requirements and keep requirements updated and completed.
  • Collaborate with local compliance team members to implement and report on CFA Institute India Private Limited compliance standards.
  • Arrange and monitor mandatory and necessary regulatory compliance training for CFA Institute India Private Limited where necessary.
  • Partner with key stakeholders in India to document, process, and maintain local third-party business contracts through the Contracting System.
  • Partner with the global Contract Management team to ensure best practices are implemented within CFA Institute India Private Limited.
  • Serve as the primary point of contact for contracting matters in India, provide guidance on contracting requirements, and coordinate with internal and local external stakeholders to facilitate the end-to-end contracting process.
  • Implement the Contract Management system, processes, and training for employees in India, managing high volumes of contracts of varying complexity.
  • Assess agreements of varying complexity to identify potential legal, contractual, and compliance issues, and provide legal input before processing them through the Contracting System.
  • Travel occasionally for local work, conferences, and events.

Desired Qualifications

  • Experience managing relationships with compliance authorities is preferred.

About the Company

CFA Institute

Global investment professional credentialing body

CFA Institute is a global not-for-profit association that provides education, certification, and ethical standards for investment professionals. Its flagship CFA Program awards the Chartered Financial Analyst charter, alongside specialized certificates in sustainable investing, private markets, and climate risk, plus the CIPM credential and GIPS performance standards. What sets CFA Institute apart is its global network of charterholders and member societies across 150-plus markets. The goal is to build a trusted, highly skilled investment profession.

Company size
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Company stage
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Total funding
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Headquarters
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Founded
1963

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