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Full-Time

Sr Internal Auditor

Cybersecurity

Confirmed live in the last 24 hours

Truist

Truist

501-1,000 employees

Platform for Registered Investment Advisors' operations

Fintech
Financial Services

Mid, Senior

Charlotte, NC, USA

Candidates must be in Charlotte, NC a minimum of 4 days per week.

Category
Legal
Risk & Compliance
Legal & Compliance
Required Skills
Data Analysis
Requirements
  • Bachelor’s degree in accounting, business or related field or equivalent education and related training or experience.
  • Four to six years of banking, auditing or other relevant experience related to area of responsibility.
  • Good decision-making skills.
  • Strong knowledge of audit principles, practices, and methodologies including risk assessment, and audit documentation.
  • Good aptitude for learning analytical, audit and/or facilitation skills.
  • Ability to grasp the underlying concepts in complex information.
  • Ability to identify root causes of problems.
  • Ability to formulate solutions based on a synthesis of information.
  • Proficiency in computer applications, such as Microsoft Office software products.
  • Ability to manage multiple priorities of varying complexities.
  • Ability to work independently with minimal oversight.
  • Bachelor’s degree in Cybersecurity, Information Technology, Computer Science, or a related field.
  • Possess relevant professional certifications such as Certified Information Systems Auditor (CISA), Certified Information Systems Security Professional (CISSP), or Certified Ethical Hacker (CEH)
  • Proficiency in using cybersecurity tools and technologies, as well as audit management software.
Responsibilities
  • Prepare for and lead effective client interviews and document interview results via narratives, flowcharts and process maps for complex business processes.
  • Analyze process documentation to evaluate design effectiveness and efficiency of controls.
  • Design and execute testing strategy by incorporating the use of data analytics.
  • Identify internal control weaknesses, including risks, and root cause.
  • Assist in guiding junior team members to enhance achievement of goals and objectives.
  • Present and effectively communicate identified audit issues to Management and the Engagement Manager.
  • Develop advanced audit skills and begin developing risk assessment and project management skills.
  • Deepen knowledge of the organization, operations, policies and procedures (including banking laws and regulations) under which Truist operates.
  • Create work papers in line with Truist Audit Services procedures and documentation requirements.
  • Work independently with minimal oversight to ensure work is completed on time and within deadlines.
  • Receive constructive feedback and apply to future assignments.

Truist offers a platform for Registered Investment Advisors (RIAs) to improve their operations and client services. The platform includes tools like live chat support, commission-free trading, and an automated rebalancer, allowing RIAs to manage their businesses more efficiently and serve more clients at a lower cost. Unlike competitors, Truist provides these services for free, monetizing through a custodian service that helps RIAs reduce overhead costs. The goal is to empower RIAs to grow their businesses and enhance client experiences.

Company Stage

Series E

Total Funding

$437.2M

Headquarters

Culver City, California

Founded

N/A

Growth & Insights
Headcount

6 month growth

10%

1 year growth

19%

2 year growth

51%
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Simplify's Take

What believers are saying

  • The recent $169M Series E funding round indicates strong investor confidence and provides substantial capital for further innovation and expansion.
  • Collaborations with leading providers like Orion Advisor Solutions and Kwanti enhance Altruist's platform capabilities, making it more attractive to RIAs.
  • Acquiring Shareholders Service Group expands Altruist's service offerings and client base, positioning it to compete with industry giants like Schwab and Fidelity.

What critics are saying

  • The competitive landscape in the RIA market includes established players like Schwab and Fidelity, which could challenge Altruist's growth and market penetration.
  • Rapid expansion and multiple integrations may lead to operational complexities and potential service disruptions.

What makes Truist unique

  • Altruist offers a simplified tech stack specifically designed for RIAs, unlike broader financial platforms that cater to multiple financial service providers.
  • Their commission-free fractional share trading and automated rebalancer features provide cost-effective solutions that are not commonly bundled together in competing platforms.
  • The vertically-integrated custodian service allows Altruist to streamline operations and reduce overhead costs for RIAs, setting it apart from traditional custodial services.

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