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Mizuho Securities USA

Global banking, equities, and fixed-income platform

Operational Resilience Associate

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timeNew York, NY, USA

About the Job

Requirements

  • A bachelor's degree in Business, Finance, Risk Management, or a related field is required.
  • Approximately five years of relevant experience in financial services risk, Operational Resilience, Business Continuity, or Disaster Recovery is required.
  • A strong understanding of capital markets and corporate and investment banking operations is required.
  • Familiarity with Operational Resilience frameworks, including governance, scenario testing, recovery planning, and crisis management, is required.
  • Demonstrated experience supporting projects, including planning, stakeholder coordination, and execution tracking, is required.
  • An understanding of regulatory expectations, including BCBS Principles for Operational Resilience and U.S. Federal Reserve, OCC, FDIC, PRA, and FCA guidance, is required.

Responsibilities

  • Support a portfolio of Operational Resilience initiatives across Business Continuity, Disaster Recovery, and regulatory compliance.
  • Develop and maintain core program deliverables, including policies, procedures, standards, and playbooks supporting resilience capabilities.
  • Build and manage remediation plans arising from testing, assessments, and regulatory reviews, including action tracking, escalation, and reporting.
  • Coordinate with business, technology, and corporate stakeholders to drive timely delivery and ensure alignment with the Operational Resilience framework.
  • Support resilience testing and exercises, including tabletops, Business Continuity Planning, Disaster Recovery, and scenario-based testing, with preparation, execution tracking, and follow-up remediation.
  • Prepare executive-ready materials for senior management and governance forums, including status updates, dashboards, and regulatory submissions.
  • Contribute to the evolution of the Operational Resilience framework, standards, and governance practices.

About the Company

Mizuho Securities USA

Global banking, equities, and fixed-income platform

Mizuho Securities USA is part of Mizuho Financial Group, a global financial services firm that blends Eastern and Western banking and market practices to serve corporations, private equity firms, and institutional investors. It operates a full-service platform spanning banking, equities, and fixed income, offering strategic and financing solutions along with risk management. The company earns revenue from interest on loans, advisory and financing fees, and trading income across its global equities and fixed income desks. Its approach combines cross-border know-how with local market expertise to tailor solutions for clients. Unlike peers, it emphasizes a long-standing CSR and diversity program, integrating ethical practices and social initiatives into its operations. The goal is to help clients shape their futures and reach their long-term objectives by providing comprehensive financial services and responsible leadership across global markets.

Company size
10,001+
Company stage
IPO
Headquarters
Tokyo, Japan
Founded
2000

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