Full-Time

Compliance Analyst

Posted on 5/19/2023

Interactive Brokers

Interactive Brokers

1,001-5,000 employees

Global online trading platform for diverse assets

Fintech

Junior, Mid, Senior

Chicago, IL, USA

Required Skills
Communications
Requirements
  • The ideal candidate will have some experience in an internal audit, legal, accounting, or other control function of a financial services firm or regulator
  • In the absence of direct industry experience, we will also consider applicants who are project assistants or paralegals with experience working in a legal department or law firm
  • We will also consider candidates with excellent Bachelor's-level educational credentials
Responsibilities
  • Preparing regulatory response letters
  • Gathering customer account records and documents responsive to law enforcement and regulatory inquiries
  • Coordinating with compliance analysts to help complete regulatory investigations
  • Identifying areas for improvement and streamlining current processes and workflows
  • Drafting and updating procedures, as necessary
Desired Qualifications
  • High degree of comfort and fluency with computers and technology and understanding of how technology is applied to business and regulatory problems
  • Excellent oral and written communication skills
  • Detail-oriented with outstanding organizational and project management skills
  • Strong organization skills to successfully manage multiple tasks at once
  • Ability to work both independently as well as in a small-team environment, and to multi-task with minimal supervision

Interactive Brokers Group, a leader in the financial services industry, has a proven track record of technical innovation, demonstrated by its 45-year history of building advanced trading technology. The company's competitive advantage lies in its ability to provide a single unified platform for global trading in multiple asset classes and currencies, backed by robust market data access 24/6. Its strong corporate culture is centered around creating technology to provide liquidity on better terms, competing on price, speed, size, and diversity of global products, which has led to its recognition as Barron's #1 Best Online Broker for six consecutive years.

Company Stage

IPO

Total Funding

N/A

Headquarters

Greenwich, Connecticut

Founded

1977

Growth & Insights
Headcount

6 month growth

2%

1 year growth

8%

2 year growth

21%

Benefits

Competitive Pay with discretionary bonus packages which include company stock grants

Comprehensive Health Plans that include extensive Vision, Dental and Prescription coverage

Daily Lunch Allowance

401K Retirement Savings Plan (generous company match)

Wellness Incentives

Flexible Spending Accounts

Paid Personal Time and Sick Leave

INACTIVE