Full-Time
Compliance Analyst
Posted on 5/19/2023
Global online trading platform for diverse assets
Junior, Mid, Senior
Chicago, IL, USA
- The ideal candidate will have some experience in an internal audit, legal, accounting, or other control function of a financial services firm or regulator
- In the absence of direct industry experience, we will also consider applicants who are project assistants or paralegals with experience working in a legal department or law firm
- We will also consider candidates with excellent Bachelor's-level educational credentials
- Preparing regulatory response letters
- Gathering customer account records and documents responsive to law enforcement and regulatory inquiries
- Coordinating with compliance analysts to help complete regulatory investigations
- Identifying areas for improvement and streamlining current processes and workflows
- Drafting and updating procedures, as necessary
- High degree of comfort and fluency with computers and technology and understanding of how technology is applied to business and regulatory problems
- Excellent oral and written communication skills
- Detail-oriented with outstanding organizational and project management skills
- Strong organization skills to successfully manage multiple tasks at once
- Ability to work both independently as well as in a small-team environment, and to multi-task with minimal supervision
Interactive Brokers Group, a leader in the financial services industry, has a proven track record of technical innovation, demonstrated by its 45-year history of building advanced trading technology. The company's competitive advantage lies in its ability to provide a single unified platform for global trading in multiple asset classes and currencies, backed by robust market data access 24/6. Its strong corporate culture is centered around creating technology to provide liquidity on better terms, competing on price, speed, size, and diversity of global products, which has led to its recognition as Barron's #1 Best Online Broker for six consecutive years.
Company Stage
IPO
Total Funding
N/A
Headquarters
Greenwich, Connecticut
Founded
1977
6 month growth
↑ 2%1 year growth
↑ 8%2 year growth
↑ 21%Benefits
Competitive Pay with discretionary bonus packages which include company stock grants
Comprehensive Health Plans that include extensive Vision, Dental and Prescription coverage
Daily Lunch Allowance
401K Retirement Savings Plan (generous company match)
Wellness Incentives
Flexible Spending Accounts
Paid Personal Time and Sick Leave