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BNY

Safeguards and moves assets for investors

Head of Client Asset Oversight - Pcf-45

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timeDublin, IrelandNo salary listedIn-person

About the Job

Requirements

  • Significant experience in client asset oversight within financial services
  • Strong knowledge of the Client Asset Requirements, safeguarding principles, and related Irish regulatory expectations
  • Experience operating in a senior oversight or control role within a regulated entity
  • Demonstrated ability to engage credibly with regulators, senior executives, and control functions
  • Strong understanding of governance, risk management, and control frameworks
  • Experience updating a CAMP or similar client asset governance/control document
  • Proven track record in managing complex issues, investigations, and remediation activity
  • Excellent written and verbal communication skills, including committee- and board-level reporting
  • Degree or equivalent professional experience
  • Acting as the designated PCF-45 role holder, subject to applicable regulatory approval and Fitness and Probity requirements

Responsibilities

  • Leading the firm’s client asset oversight framework in line with applicable Central Bank of Ireland requirements
  • Maintaining and enhancing the governance and control environment for safeguarding client assets
  • Overseeing key client asset controls and issue escalation processes
  • Developing and maintaining key client asset documentation, including governance and management frameworks
  • Providing effective oversight of breaches, control gaps, root cause analysis, and remediation plans
  • Delivering high-quality reporting and management information to senior management, governance forums, and boards/committees as required
  • Supporting regulatory interactions, audits, client asset examinations, and other assurance reviews
  • Working closely with key stakeholders to embed a strong culture of accountability, challenge and continuous improvement

Desired Qualifications

  • Prior experience in a PCF, SMF, or other senior regulated role
  • Experience within custody or broker-dealer businesses
  • Experience managing external examinations, internal audit reviews, or regulatory inspections

About the Company

BNY

Safeguards and moves assets for investors

BNY safeguards financial assets and runs investment services for institutions, investment firms and wealthy clients around the world. Its custody business keeps clients' securities safe and handles the records and transactions needed to administer investment funds. Banks and brokers use its systems to settle trades, manage collateral and send payments, while its investment and wealth businesses manage portfolios and advise clients. It earns servicing and management fees as well as interest on loans and securities funded by client deposits. BNY traces its roots to the Bank of New York, founded by Alexander Hamilton in 1784, and is headquartered in New York City.

Company size
10,001+
Company stage
IPO
Headquarters
New York City, New York
Founded
1784

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