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DTCC

Clears and settles securities trades for financial firms

Treasury Risk and Compliance Associate

Internal Audit & ControlsConfirmed live in the last 24 hours
Full-time

About the Job

Requirements

  • A minimum of 3 years of related experience, with 3–6 years in finance or treasury, accounting, capital management, treasury operations, or financial analysis.
  • A bachelor's degree is preferred, or equivalent experience.
  • Strong written and verbal interpersonal and communication skills.
  • Strong organizational and analytical skills.
  • Ability to prioritize and multitask in a fast-paced environment.
  • High degree of accuracy and attention to detail.
  • Ability to work with all levels of internal and external management.
  • High proficiency in Microsoft Excel, PowerPoint, Word, and enterprise-grade AI.
  • Excellent reading comprehension skills.

Responsibilities

  • Design and test operational controls to enhance the control environment.
  • Assist with developing and maintaining risk and control matrices to identify and mitigate financial and operational risks.
  • Support reviews of policies and procedures to maintain accuracy and meet compliance guidelines and documentation standards.
  • Assist with testing default liquidity facilities.
  • Partner with other departments to manage risks, conduct audits, and review data quality.
  • Collaborate with Compliance, Operational Risk Management, Embedded Risk Management, Audit, Legal, Liquidity Risk Management, and Market Risk Management.
  • Cross-train to support capital calculations for DTCC and its subsidiaries, and commercial paper issuance.
  • Assist with ad hoc Treasury initiatives and special projects.
  • Support the Compliance Director and assist with critical Treasury Department functions, primarily focused on risk and compliance.

About the Company

DTCC

Clears and settles securities trades for financial firms

DTCC provides the systems financial firms use to complete securities trades after buyers and sellers agree a transaction. Broker-dealers, banks and asset managers use its services to match trade details, calculate obligations, move securities and report transactions. Its NSCC and FICC subsidiaries clear equity and fixed-income trades, while DTC holds securities and handles settlement and payments such as dividends. By offsetting obligations between firms, its clearing services reduce the securities and cash that must change hands, and its repositories maintain derivatives transaction records for regulatory reporting. The parent was established in 1999 and is headquartered in Jersey City, New Jersey.

Company size
5,001-10,000
Company stage
Not listed
Total funding
Not listed
Headquarters
Jersey City, NJ
Founded
1999

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