Full-Time

Compliance Professional

Mortgage & Consumer Servicing

Deadline 9/18/26
U.S. Bank

U.S. Bank

10,001+ employees

Offers banking, loans, mortgages, investment advisory

Compensation Overview

$98.2k - $115.5k/yr

+ Incentive and recognition programs + Equity stock purchase

Tempe, AZ, USA + 3 more

More locations: Charlotte, NC, USA | Minneapolis, MN, USA | Cincinnati, OH, USA

Hybrid

Three or more days per week at a U.S. Bank location are required.

Bachelor's

Category
Real Estate (1)
Required Skills
Microsoft Office
Risk Management

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Requirements
  • A bachelor's degree or equivalent work experience.
  • Typically more than six years of applicable experience.
  • Advanced knowledge of applicable laws, regulations, financial services, and regulatory trends affecting assigned lines of business, including Regulation B/ECOA, Regulation E/EFTA, Regulation V/FCRA, Regulation Z/TILA, SCRA, TCPA, Regulation X/RESPA, and UDAAP.
  • Advanced knowledge of assigned business-line operations, products and services, systems, and associated risks and controls, including collections, loss mitigation, foreclosure, performing loans, and real-estate-owned operations.
  • Thorough knowledge of Risk, Compliance, and Audit competencies.
  • Strong leadership and management skills related to processes and projects.
  • Proficient computer skills using Microsoft Office applications.
  • Experience building strong collaborative relationships with key stakeholders.
Responsibilities
  • Partner with the assigned line of business, Risk/Compliance/Audit professionals, and Risk/Compliance/Audit managers to create, implement, maintain, review, or oversee an effective risk management framework.
  • Participate in projects and activities that ensure compliance with applicable federal, state, and local laws and regulations.
  • Identify gaps and inform solutions that minimize losses resulting from inadequate internal processes, systems, or human errors.
  • Identify, respond to, and escalate risks as appropriate.
  • Serve as a functional liaison between the line of business and the lines of defense.
  • Assist with developing effective, efficient, and sustainable compliance programs and processes, and seek process improvements by reassessing compliance functions and approaches.
  • Oversee the implementation and execution of business-line controls to ensure their effectiveness.
  • Maintain awareness of supervisory enforcement actions, legislative updates, new or amended regulatory requirements, industry trends, and banking operations.
  • Serve as a business partner, trusted advisor, and key contact for first-line risk partners; exercise credible challenge and drive desired results.
  • Engage with first-line risk partners to identify, assess, document, and mitigate potential risks through comprehensive and actionable assessments, including Business/Product Change Risk Assessments (PRISM), Enterprise Compliance Risk Assessments (ECRA), and Compliance Approval Tool Reviews (CAT).
  • Participate in and oversee issue-management stages, including vetting, severity assessment, resolution planning, and escalation when needed.
  • Provide Regulatory Change Management oversight, guidance, and escalation.
  • Provide advice and oversight to Risk partners throughout audits and examinations.
  • Develop and produce management reporting for assigned compliance functions as needed.
  • Provide support for strategic initiatives and project management.
Desired Qualifications
  • Excellent written and verbal communication skills.
  • Strong analytical, problem-solving, and negotiation skills.

U.S. Bank provides a wide range of banking and financial services for individuals, small businesses, and large corporations, including checking, savings, loans, mortgages, and investment advisory. Its products run through a network of physical branches and digital tools like a mobile app, enabling customers to open accounts, transfer funds, apply for loans, invest, and receive guidance. Revenue comes mainly from interest on loans, service fees, and advisory fees. The bank differentiates itself with a broad product lineup, accessibility, and inclusion, aiming to make banking easier and more accessible for people across the United States.

Company Size

10,001+

Company Stage

IPO

Headquarters

Minneapolis, Minnesota

Founded

1863

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Simplify Jobs

Simplify's Take

What believers are saying

  • Second-quarter 2026 revenue hit a record $7.7 billion, and guidance rose to 7%-9%.
  • BTIG produced $98 million revenue in its first month, beating internal expectations.
  • Amazon portfolio and BTIG should add roughly $275 million quarterly revenue by late 2026.

What critics are saying

  • BTIG integration costs $60 million in second half 2026 pressure margins and capital.
  • Cash-sweep litigation was dismissed, but brokerage fee practices remain a recurring plaintiff target.
  • Amazon and BTIG expansion concentrates execution risk; a weak quarter would expose management credibility.

What makes U.S. Bank unique

  • BTIG adds capital markets breadth in equity trading, ECM, and M&A advisory.
  • Elavon reaches 1.3 million customers and expands All-In-One payments across North America.
  • U.S. Bank now issues Amazon small-business cards, embedding itself deeper in merchant spend.

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Benefits

Health Insurance

Dental Insurance

Vision Insurance

Life Insurance

Disability Insurance

401(k) Retirement Plan

Paid Vacation

Paid Holidays

Adoption Assistance

Paid Sick Leave

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