Full-Time

Associate Auditor

Confirmed live in the last 24 hours

Broadridge

Broadridge

10,001+ employees

Technology solutions for financial services industry

Fintech
Financial Services

Compensation Overview

$20 - $24Hourly

+ Bonus

Entry

Catskill, NY, USA

This role is hybrid, requiring in-office presence.

Category
Auditing
Accounting
Requirements
  • Bachelor’s degree or equivalent experience preferred
  • Ability to analyze and understand complex transactions.
  • 0-2 years of hands-on experience in Auditing, Accounting or Quality Assurance.
  • Ability to organize, prioritize and complete tasks within established time constraints, and interact closely with various levels of staff and management.
  • Knowledge of advanced Excel formulas and v-lookups with the ability to build charts, pivot tables and macros.
Responsibilities
  • The Associate Auditor may assist in the development of new procedures that ensure the accuracy of our voting process, as well as provide training and on-going Associate feedback.
  • Conduct audit testing of specified proxy voting and reporting processes, perform audits of proxy contests, completion of special projects as requested, analysis and interpretation of proxy voting results (including un-voted proxies, proxy coding errors, etc,).
  • Continuous interaction and output in a team environment, identify reportable issues and potential risk and communicate findings to management.
  • Must be able to organize, prioritize and complete tasks within established time constraints, and interact closely with various levels of staff and management.
  • Assist management in the development of procedures and documentation to ensure that Vote Audit is compliant with ISO and Sarbanes Oxley, as well as Broadridge corporate policies, and SEC and NYSE regulations.
  • Analyze and verify that votes sampled were processed correctly. Also, help prepare daily vote auditing statistics.
  • Assist in the development, implementation and maintenance of audit programs for new and existing procedures. Also, assist in the development and training of other Vote Audit associates. Assist procedural audits of the Voting Process.
  • Document and resolve any errors discovered during the audit process.
  • Review assigned domestic, contest and special processing voting prior to vote issuance, and work with client services to ensure appropriate documentation has been received.

Broadridge Financial Solutions provides technology-driven services for the financial services industry, focusing on processing and managing large volumes of financial transactions. They help clients, including financial firms and corporations, track investments and ensure compliance with regulations through data management, analytics, and client communications. Broadridge stands out by offering visibility into a significant portion of ETF and mutual fund assets and generating revenue through subscription services and transaction fees. Their goal is to equip financial institutions with the tools and insights needed to manage investments effectively and enhance client communication.

Company Stage

IPO

Total Funding

$3.1B

Headquarters

New York City, New York

Founded

1962

Simplify Jobs

Simplify's Take

What believers are saying

  • Broadridge's strategic acquisitions, such as CompSci and AdvisorTarget, enhance its capabilities in SEC filings and digital marketing, respectively, positioning it for continued growth.
  • The integration with Transaction Network Services for global futures and options platforms reduces operational risks and simplifies market data management for clients.
  • Broadridge's extensive client base and handling of significant ETF and mutual fund assets provide a stable revenue stream and growth opportunities.

What critics are saying

  • The departure of key executives, such as the CFO, could lead to strategic misalignments and operational disruptions.
  • The highly competitive fintech landscape requires continuous innovation, and failure to keep pace could erode Broadridge's market share.

What makes Broadridge unique

  • Broadridge handles over $10 trillion in daily trading volume, making it a critical player in the financial markets with unmatched transaction processing capabilities.
  • Their comprehensive suite of services, including data management, analytics, and essential communications, provides end-to-end solutions for financial firms, unlike competitors who may offer more fragmented services.
  • Broadridge's focus on regulatory compliance and ESG performance monitoring sets it apart in helping clients navigate complex regulatory environments.

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