Full-Time
Confirmed live in the last 24 hours
Compliance software for financial institutions
No salary listed
Senior, Expert
Remote in UK
StarCompliance provides compliance software solutions specifically designed for financial institutions and corporations. Its software platform automates compliance processes, helping clients manage regulatory requirements related to insider trading, market abuse, and conflicts of interest. By using advanced technology, StarCompliance allows firms to effectively monitor compliance risks, which helps prevent legal issues and protects their reputation. The company operates on a subscription model, where clients pay a recurring fee for access to the software, which includes updates and support. This model not only ensures a steady revenue stream but also offers clients various service tiers to meet their specific needs. Additionally, StarCompliance offers consulting services to assist firms in implementing and optimizing their compliance programs. The goal of StarCompliance is to help financial firms navigate complex regulations and maintain compliance efficiently.
Company Size
51-200
Company Stage
Growth Equity (Venture Capital)
Total Funding
N/A
Headquarters
Rockville, Maryland
Founded
1999
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Hybrid Work Options
StarCompliance, a global leader in employee compliance technology, launched its AI-Assisted Marketing Compliance Review solution on May 13, 2025.
One Platform for Marketing and Compliance Teams to Move Faster & Stay CompliantROCKVILLE, Md., May 13, 2025 /PRNewswire/ -- StarCompliance (Star), a global leader in employee compliance technology solutions, today announced the launch of its AI-Assisted Marketing Compliance Review solution, a powerful new capability designed to help marketing and compliance teams proactively manage regulatory risks tied to promotional content.Star's latest solution marks a key milestone in the company's commitment to innovation. It streamlines marketing and advertising review by using AI to detect unsubstantiated claims and misrepresentations, helping firms reduce bottlenecks and deliver compliant communications at scale.StarCompliance launches AI-Assisted Marketing Compliance Review to manage regulatory risks tied to promotional content. Post this"In today's rapidly evolving regulatory environment, marketing and compliance teams need tools that not only reduce review time but ensure materials meet FINRA and SEC guidelines," said Kelvin Dickenson, Chief Product Officer at Star. "This solution streamlines workflows, enhances oversight, and gives firms the confidence to move quickly while staying compliant."Key benefits include:AI-Assisted Reviews: Automatically flags risks and where necessary, recommends firm-approved disclosures from a client's curated library.Automatically flags risks and where necessary, recommends firm-approved disclosures from a client's curated library. Configurable Intake & Assignment: Route review submissions based on fund type or regulatory framework.Route review submissions based on fund type or regulatory framework. Multi-Format Support: Upload PowerPoint, Word, Excel, PDF, and more.Upload PowerPoint, Word, Excel, PDF, and more
Data Privacy Remains Key Barrier for Firms, According to StarCompliance ResearchROCKVILLE, Md., April 16, 2025 /PRNewswire/ -- StarCompliance ("Star"), a global leader in employee compliance technology solutions, has released findings of its AI Compliance Market Study, which examines how financial services firms are integrating artificial intelligence (AI) into their employee compliance operations. The study clarifies how ready the industry is to adopt AI for enhancing regulatory compliance monitoring. The results show a sector still in the early stages of AI adoption – but building momentum. While 52% of firms report using preliminary AI tools for tasks such as information retrieval and data enrichment, only 9% have adopted more advanced "automated regulatory intelligence" platforms. This number is expected to grow significantly with over 60% of firms responding they anticipate using more sophisticated AI tools by 2030
"Riding the Regulatory Wave" Offers Strategic Insights and Practical Tools to Help Compliance Teams Navigate Evolving Global MandatesROCKVILLE, Md., March 26, 2025 /PRNewswire/ -- StarCompliance ("Star"), a global leader in employee compliance technology, has released an updated edition of its flagship guide, Riding the Regulatory Wave: A Guide to Navigating the Currents of Employee Compliance. This updated resource underscores Star's ongoing commitment to supporting the global compliance community with forward-looking insights and helping organizations build resilient, tech-driven compliance programs. Managing the unrelenting pace and increasing complexity of regulations is the top concern among compliance professionals – but many compliance teams are stretched thin and struggle to keep up. According to a recent Compliance Week and Resolver survey, nearly a third of respondents (32%) said managing regulatory change effectively was their biggest challenge
Star's third annual awards highlight outstanding contributions to the compliance industry, with nominations received worldwideROCKVILLE, Md., Dec. 17, 2024 /PRNewswire/ -- StarCompliance (Star), a leading SaaS provider of employee compliance technology solutions, today announced the recipients of its Star Client Awards. The awards, which celebrate innovation, collaboration, and culture in regtech, recognized four clients in EMEA, seven in North America, and two in APAC. Star will be donating $1,000 to each winner's charity of choice. "It's a privilege to extend my congratulations to all recipients of the Star Client Awards, honoring innovation, collaboration, and culture, especially as we celebrate Star's 25th anniversary," said Star's CEO, Jennifer Sun. "Over the past quarter century, our collaboration with clients has been vital, enabling us to continuously enhance our platform