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Hong Kong Exchanges

Manages global securities and derivatives markets

Associate / Assistant Vice President - Team Member, IPO Vetting

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timeHong KongNo salary listedIn-person

About the Job

Requirements

  • Qualified lawyer or accountant with a minimum of 7 years of working experience, or a university graduate of another relevant discipline with at least 7 years of working experience in law, accounting, corporate finance, investment banking, or a related field.
  • Good experience demonstrating knowledge of the Listing Rules and the securities industry and its practices, including securities laws and accounting practices.
  • Strong interpersonal and presentation skills, with knowledge of investigative techniques and procedures.
  • Good command of written and spoken English and Chinese; proficiency in Putonghua is essential.

Responsibilities

  • Provide support to a team manager in processing IPO applications.
  • Draft comment letters and Department reports to the Listing Committee.
  • Provide support for pre-IPO enquiries, IPO-related policy matters, and ad hoc projects as assigned by the supervisor.
  • Provide accounting, legal, or other professional support to the work of the Listing Department.

Desired Qualifications

  • Candidates with less experience or exposure will be considered as Associate.

About the Company

Hong Kong Exchanges

Manages global securities and derivatives markets

HKEX Group operates a global exchange group with trading and clearing venues for securities and derivatives across equities, commodities, fixed income, and currency. Headquartered in Hong Kong with a base in London, it provides market infrastructure and services that enable listings, trading, clearing, and settlement, connecting buyers and sellers in Asia and Europe. Its markets are uniquely positioned at the crossroads of Chinese and international capital flows, helping to link China with the world as China’s capital markets open further. The company aims to shape the global market landscape by facilitating this transition and expanding access to cross-border investment and trading.

Company size
1,001-5,000
Company stage
IPO
Headquarters
Central and Western District, Hong Kong
Founded
2000

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