Full-Time

GCO Senior Risk Advisor II

Cybersecurity Technology

Posted on 9/10/2024

Truist

Truist

501-1,000 employees

Platform for Registered Investment Advisors' operations

Fintech
Financial Services

Senior, Expert

Raleigh, NC, USA + 2 more

More locations: Charlotte, NC, USA | Atlanta, GA, USA

Category
Risk Management
Finance & Banking
Required Skills
Communications
Management
Requirements
  • Bachelor’s degree in Accounting, Business, Finance or related field, or equivalent education and related training.
  • Twelve years of experience in a financial institution with emphasis on risk management or equivalent work experience and training.
  • Experience in compliance and operational risk mitigation and remediation.
  • Strong communication, interpersonal, presentation and negotiation skill.
  • Proven leadership and management skills.
  • Strong analytical, problem solving and decision making skills in complex environments and with senior leadership.
  • Strong time management and organizational skills adaptable to a dynamic and complex work environment; Capable of handling multiple projects concurrently.
  • Demonstrated proficiency in basic computer applications, such as Microsoft Office software products.
  • Ability to travel, occasionally overnight.
Responsibilities
  • Provide coordination, effective challenge and robust monitoring of policies, limits, and committees to mitigate risks within Security Technology.
  • Identify and monitor risk governance exceptions, issues, controls, and assessments across the aligned cybersecurity capability area to develop an aggregate risk view.
  • Influence, advise, and challenge the actions, affairs, policies, functions related to the risk posture.
  • Risk Identification, challenge, and verification and reporting of enterprise risk processes (e.g., issue management, etc.) and assessments for the responsible technology organization.
  • Attend, review, participate and advocate during committee and working group meetings (Information Security Working Group, Enterprise Technology Risk Committees, Regulatory Continuous Monitoring, etc.).
  • Prepare for and coordinate/participate in regulatory exams and audits and associated responses.
  • Promote, influence and challenge risk management expectations, clarity on risk appetite.
  • Provide appropriate training and awareness to promote positive risk culture.
  • Confirm business activities operate within risk appetite and expectations.
  • Provide regular reporting to drive awareness of holistic risk exposure across Wholesale Technology.

Truist offers a platform for Registered Investment Advisors (RIAs) to improve their operations and client services. Its features include live chat support, commission-free fractional share trading, a model marketplace, and an automated rebalancer, which help RIAs manage their businesses more efficiently. Unlike competitors, Truist provides these services for free and monetizes through a vertically-integrated custodian service, aiming to reduce overhead costs for RIAs. The company's goal is to empower RIAs to grow their businesses and enhance client experiences.

Company Stage

Series E

Total Funding

$437.2M

Headquarters

Culver City, California

Founded

2018

Growth & Insights
Headcount

6 month growth

24%

1 year growth

43%

2 year growth

77%
Simplify Jobs

Simplify's Take

What believers are saying

  • Altruist raised $169M in Series E funding, boosting growth potential.
  • Partnerships with Orion and Kwanti enhance platform capabilities and market reach.
  • Increased demand for digital financial services aligns with Altruist's offerings.

What critics are saying

  • Competition from Betterment and Wealthfront could erode Altruist's market share.
  • Rapid tech advancements may strain Altruist's resources if not managed well.
  • Integration with third-party providers may lead to data security vulnerabilities.

What makes Truist unique

  • Altruist offers a simplified tech stack for RIAs, enhancing operational efficiency.
  • The platform includes commission-free fractional share trading and automated rebalancing.
  • Altruist provides original content, offering actionable insights for independent financial advisors.

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