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capital.com

CFD trading platform with MT4 integration

Director of Board of Directors

Risk ManagementPosted on Nov 5
Full-timeOntario, CanadaNo salary listedHybrid

About the Job

Requirements

  • A university diploma or equivalent, along with at least 5 years of experience in the financial services industry; senior roles at a CIRO-regulated investment dealer are ideal.
  • Successful completion of CIRO’s Director and Executive Exam, or a still-valid Partners, Directors and Senior Officers Course qualification under CIRO’s exam validity and transition rules.
  • Willingness to complete the CIRO approval process as a Director.
  • Strong working knowledge of the Canadian financial services regulatory framework.
  • Experience in retail financial services, ideally brokerage, OTC derivatives or leveraged products.
  • Board, governance or senior oversight experience in a regulated environment.
  • Understanding of risk management, capital adequacy and financial reporting at a regulated firm.
  • A clean regulatory, disciplinary and criminal record.

Responsibilities

  • Attend and actively contribute to Board meetings and, where applicable, Board committees.
  • Provide oversight and constructive challenge on the Company’s strategy, objectives and performance.
  • Oversee the effectiveness of governance, risk management, internal controls and compliance frameworks.
  • Oversee the Company’s financial soundness, including capital adequacy.
  • Review financial reporting, budgets and key business reports presented to the Board.
  • Promote a strong compliance and ethical culture at Board level.
  • Oversee material outsourcing arrangements and related controls from a governance perspective.
  • Stay informed of regulatory developments and their impact on the business.
  • Support the Board’s engagement with regulators, auditors and the shareholder as required.
  • Act honestly, in good faith and in the best interests of the Company, managing any conflicts of interest appropriately.

Desired Qualifications

  • Prior approval as a Director/UDP or Executive by CIRO (IIROC) or another securities regulatory authority.
  • Experience in senior roles at a CIRO-regulated investment dealer.
  • Experience in brokerage, OTC derivatives or leveraged products.

About the Company

capital.com

CFD trading platform with MT4 integration

Capital.com runs a trading platform for individual traders, focusing on Contracts for Difference (CFDs). It provides access in the UK, Europe, and Australia with tools, education, and around-the-clock support to help users trade. The platform works by allowing users to speculate on price movements of assets through CFDs, without owning the underlying assets. It offers fast order execution (around 0.032 seconds), 75 technical indicators, and seamless MetaTrader 4 (MT4) integration so traders can use automated strategies. Revenue comes from spreads and other trading-related fees. Capital.com differentiates itself with a broad suite of trading tools, strong regulatory oversight from the FCA and CySEC, positive Trustpilot ratings, and a track record of awards, aiming to help traders make informed decisions and manage risk more effectively.

Company size
1,001-5,000
Company stage
Series A
Total funding
$25M
Headquarters
Limassol Municipality, Cyprus
Founded
2016

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