J

Julius Baer

Provides private banking services worldwide

Compliance Officer - Employee related Conflicts

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timeZürich, SwitzerlandNo salary listedIn-person

About the Job

Requirements

  • A Bachelor’s or Master’s degree in Finance, Law, Business Administration, or a related field.
  • At least 3 years of banking experience in Compliance; experience in international private banking is preferred.
  • Experience with employee compliance topics and processes.
  • Strong analytical, conceptual, and problem-solving skills, including analyzing complex data, identifying patterns, and drawing conclusions.
  • Fluency in written and spoken English.

Responsibilities

  • Manage and further develop Compliance frameworks, policies, and procedures for mandates, secondary occupations, gifts and entertainment, and conflicts of interest.
  • Serve as the primary contact for employees, internal stakeholders, and Compliance Officers across locations; coordinate global alignment and deliver relevant training.
  • Execute and monitor day-to-day Compliance processes, including reviews, control execution, reporting, and ad hoc investigations, and adjust controls as needed.
  • Track regulatory developments and industry standards and implement measures to maintain framework effectiveness.
  • Contribute to Compliance-related projects and support process digitalization and continuous-improvement initiatives.

Desired Qualifications

  • Experience in international private banking.
  • Knowledge of German and other languages.

About the Company

Julius Baer

Provides private banking services worldwide

Julius Baer Group Ltd. is a Swiss private bank that serves high-net-worth individuals and families. It focuses on wealth management, investment advisory, discretionary mandates, financing, and related private banking services. Customers’ assets are managed through personalized investment strategies, custody, and tailored financial planning delivered by relationship managers and specialists."

Company size
5,001-10,000
Company stage
IPO
Headquarters
Switzerland
Founded
1890

Recently Posted Jobs

Explore more opportunities at Julius Baer

See more jobs