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Business Controls Testing IT Sr. Analyst

Posted on 6/28/2024



1,001-5,000 employees

Offers comprehensive digital financial services

Financial Services
Data & Analytics
Venture Capital


Frisco, TX, USA + 5 more

Project Management
IT Project Management
IT & Security
Business & Strategy
Required Skills
  • Minimum 5-8 years of experience in IT risk management and/or IT control testing in financial services and/or banking operating environments.
  • Minimum 4 years of experience in IT controls testing, quality control roles, or other complimentary capacities within the financial services industry.
  • Scope of experience should include risk identification, mitigation, and control assessments as well as writing test scripts, transactional testing, and documenting results.
  • Technical control testing proficiency and risk acumen.
  • Working knowledge in technology risk and controls testing, relevant industry regulations, and standard industry processes (e.g., COBIT, ISO/IEC 27001, NIST, etc.).
  • Results-oriented, problem-solving skills, and attention to detail.
  • Strong verbal and written communication skills with the ability to communicate via Zoom meetings.
  • Ability to balance multiple critical priorities simultaneously.
  • Ability to take ownership of and lead ad-hoc team initiatives
  • Experience in highly-matrixed, fast-paced environments.
  • Self-starter with a strong ability to work independently with minimal oversight.
  • Fluent in MS Excel and PowerPoint, comfortable with analyzing large datasets in Google Suite (Sheets, Slides, etc.), MS Office applications, etc.
  • Proficiency in IT systems, networks, and security technologies and tools.
  • Preferred qualifications include CISA, CISSP, and/or CIA
  • A Bachelor's Degree in information technology, computer science, or related field or 6 years of relevant experience, or equivalent work experience.
  • Execute Design (DE) and Operating Effectiveness (OE) testing across the various SoFi business processes.
  • Conduct testing of IT controls to ensure they are operating effectively. This may involve reviewing documentation, interviewing personnel, and performing hands-on testing of system configurations.
  • Create and maintain adequate testing support documentation such as workpapers, testing reports, etc. to support the results of reviews including the write-up of findings/issues for reporting.
  • Assess the adequacy of common IT Controls, including but not limited to access, change management, SoD, Incident Response, Data Security / Encryption, Network Security, Vulnerabilities / Patch Management, & IT Governance.
  • Follow standardized procedures and templates.
  • Develop and maintain effective relationships with internal business partners to execute work and fulfill control testing expectations.
  • Drive accountability with control owners to ensure timely test completion.
  • Prepare and present testing results and conduct the follow-up to monitor agreed-upon activities, including re-performance testing if needed.
  • Act as an objective source of independent advice and partner with control owners to discuss control testing results and mitigation activities.
  • Advise management of any recurring test failures to ensure prompt corrective actions.
  • Work independently on a range of complex tests, which may include unique IT controls.
  • Assist in the implementation of new IT controls and updating existing IT controls and the relevant documentation.
  • Supports change management of varying scope and type; tasks will typically focus on execution and sustainment activities.
  • Supports team members through training, peer review, and information sharing.
  • Continually evaluates the environment for opportunities to proactively manage risk and improve processes based on observation, reviews, and feedback.
  • Ad-hoc responsibilities to support the Business Controls and Control Testing programs.
  • Own cross-functional initiatives that enhance the overall 1LOD Risk and Controls Business organization.

SoFi offers a range of modern financial products and services, utilizing innovative technologies to support borrowing, saving, spending, investing, and financial protection, enabling financial independence and goal attainment. The company leverages technology to provide comprehensive financial solutions, focusing on innovative methods to support its offerings.

Company Stage


Total Funding



San Francisco, California



Growth & Insights

6 month growth


1 year growth


2 year growth



You’re taken care of. SoFi employees receive comprehensive health, vision, dental, life insurance, and disability benefits—as well as flexible time off, fitness, fertility, and family planning options.

Realize your ambitions. We want to help our employees achieve financial freedom, just like our members. That’s why we contribute $200 per month toward your student loans to help pay down your debt—plus free financial classes.

Never stop learning. We offer frequent training, mentorship opportunities, and leadership programs to develop our people. We also cover tuition costs for approved programs, up to $5,250 per year.