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Full-Time

Compliance Trainer

Posted on 1/11/2024

Interactive Brokers

Interactive Brokers

1,001-5,000 employees

Trading platform with advanced liquidity tools

Fintech

Mid, Senior

Chicago, IL, USA

Category
Product
Required Skills
JIRA
Confluence
Data Analysis
PowerPoint/Keynote/Slides
Requirements
  • Six or more years experience in a training and development capacity
  • Bachelor’s degree
  • Proficient in MS Office applications (especially Excel and PowerPoint)
  • Knowledge of Compliance laws, rules, regulations, risks and typologies
  • Experience with LMS systems
Responsibilities
  • Plan and deliver live training sessions on Compliance topics to all employees
  • Onboarding new Compliance hires in North America
  • Develop eLearning modules on Compliance and related topics, collaborating with other departments
  • Draft, maintain, and update Compliance Training policies and procedures
  • Monitor training attendance and report completion statuses to relevant stakeholders
  • Identify employee training needs and collaborate with Compliance leadership to create training plans
  • Conduct data analysis to evaluate feedback and training effectiveness
  • Act as a primary liaison for managers to enhance performance in specified areas through training, coaching, and mentoring
  • Respond to both internal and external audit inquiries concerning compliance training
  • Collaborate closely with the Quality Assurance department to pinpoint deficiencies and analyze performance trends
  • Assist in the management of our Learning Management System (LMS)
  • Support other trainers with their projects as required
Desired Qualifications
  • Knowledge of eLearning module creation tools (Storyline and Rise)
  • Knowledge of Jira and Confluence
  • ACAMS, ICA, CFE, CFCS, Series 7, or other FINRA licenses or certifications

Interactive Brokers LLC offers a comprehensive trading platform with a focus on liquidity and global products, leveraging over 45 years of trading technology expertise. The main technologies used include advanced trading tools and a focus on liquidity.

Company Stage

IPO

Total Funding

N/A

Headquarters

Greenwich, Connecticut

Founded

1977

Growth & Insights
Headcount

6 month growth

3%

1 year growth

3%

2 year growth

3%

Benefits

Competitive Pay with discretionary bonus packages which include company stock grants

Comprehensive Health Plans that include extensive Vision, Dental and Prescription coverage

Daily Lunch Allowance

401K Retirement Savings Plan (generous company match)

Wellness Incentives

Flexible Spending Accounts

Paid Personal Time and Sick Leave

INACTIVE