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CITIC CLSA

Asia-focused capital markets and investment group

Analyst/ Associate - KYC & Onboarding, Asset Management

Financial Crime & AMLConfirmed live in the last 24 hours
Full-timeHong KongNo salary listedIn-person

About the Job

Requirements

  • A bachelor's degree in business, finance, or equivalent education is required.
  • At least 3 years of experience in KYC/CDD review in the banking and finance industry is required.
  • The candidate must be attentive to detail, diligent, independent, and able to work under pressure.
  • The candidate must be self-motivated and able to work as a team player with good communication skills.
  • Good command of written and spoken English and Cantonese is required.
  • Business-level Putonghua is required at a minimum.

Responsibilities

  • Manage Know Your Customer (KYC) and Customer Due Diligence (CDD) processes, including end-to-end new account opening and periodic reviews of existing clients.
  • Ensure that all onboarding and review activities comply with Anti-Money Laundering (AML), Tax Evasion, and Countering the Financing of Terrorism (CFT) regulations and guidelines.
  • Conduct thorough sanity checks and collaborate with the Key Responsible Manager (KRM) to validate customer information.
  • Conduct name screening and ensure all adverse news has been cleared, documented, and escalated appropriately.
  • Communicate with Compliance, Legal, the Key Responsible Manager (KRM), the Product Development Team, and other relevant stakeholders regarding documentation requirements, ensuring adherence to regulatory standards and procedures.
  • Maintain accurate and complete records of KYC information and documentation in the relevant systems in a timely manner.
  • Deliver high-quality service to internal clients in a professional and efficient manner.

About the Company

CITIC CLSA

Asia-focused capital markets and investment group

CITIC CLSA provides capital markets and investment services in Asia and beyond, supporting global institutional investors, corporations, governments, and high-net-worth individuals. The company uses its award-winning research, extensive Asia network, and direct links to China to help clients access and invest in Asian markets. Its team operates across 13 countries in Asia, Australia, Europe, and the Americas, combining local knowledge with international reach. This mix helps clients execute deals, conduct in-depth market analysis, and grow their investment portfolios through China and Asia-focused opportunities. What sets CITIC CLSA apart is its deep regional network and China connections, which contrast with broader global banks and smaller regional firms. The goal is to enable clients to grow by leveraging Asia’s markets and China’s opportunities through expert advisory, research, and execution across the globe.

Company size
1,001-5,000
Company stage
Not listed
Total funding
$834.9M
Headquarters
Central and Western District, Hong Kong
Founded
1986

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