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Upvest

B2B investment API enabling embedded brokerage

Legal Analyst / Research Associate

Legal Counsel & Legal SupportUpdated on Nov 11
ContractBerlin, Germany

About the Job

Requirements

  • A completed first German law degree (Erste Juristische Prüfung, LL.B. or LL.M.) is required.
  • The candidate must be pursuing or planning a doctorate (Promotion) or currently be a Rechtsreferendar:in.
  • A keen interest in financial services, capital markets, or regulatory law is required.
  • Fluency in business English and German is required.
  • Confident use of Google Workspace, MS Office, and AI tools is required.
  • Curiosity about legal technology is required.

Responsibilities

  • Support the Legal Team on domestic and international projects, particularly by reviewing and preparing first drafts of cooperation agreements with clients and partners.
  • Research legal questions raised by Product, Project Management, and Sales teams and prepare concise memos, focusing on financial services regulation such as WpIG, MiFID II, and DORA.
  • Conduct initial legal reviews and risk assessments of vendor agreements and summarize key points for the responsible lawyer.
  • Help develop and maintain standard contracts, templates, playbooks, and other key legal documents essential to operations.
  • Maintain and structure the contract inventory and contract management database to ensure completeness, compliance, and clear ownership.
  • Collaborate with the Legal Team to automate, operationalize, and improve internal processes, including through AI-based legal technology tools.
  • Monitor regulatory developments relevant to Upvest, such as BaFin, ESMA, and EU legislation, and prepare short briefings for the team.

Desired Qualifications

  • First practical experience through internships, Referendariat stations, student assistant roles, or research assistant roles is a plus but not required.
  • Experience in an international and fast-paced environment is preferred.
  • Interest in financial services, capital markets, or regulatory law reflected in studies, dissertation topic, or practical experience is desirable.

About the Company

Upvest

B2B investment API enabling embedded brokerage

Upvest provides an Investment-as-a-Service API that lets fintechs, banks, and other businesses embed investment features into their apps, covering brokerage, settlement, and custody with the needed regulatory licenses. Its plug-and-play, modular API runs in the cloud and handles the full trading lifecycle—from account creation to order execution, custody, and reporting—while supporting assets like stocks, ETFs, and cryptocurrencies. Upvest differentiates itself with end-to-end regulatory and operational coverage across Europe (BaFin and FCA licenses) and a track record with big customers, enabling firms to offer investing without building their own infrastructure. The company’s goal is to make investing as easy for end-users as spending money, by helping businesses launch investment products quickly and at scale.

Company size
201-500
Company stage
Debt Financing
Total funding
$323.5M
Headquarters
Berlin, Germany
Founded
2017

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