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CI Financial

Canadian asset manager growing through acquisitions

Private Client Operations Specialist

Asset ManagementUpdated on Nov 13
Full-timeToronto, ON, Canada

About the Job

Requirements

  • Post-secondary education in Business or a related discipline.
  • Experience within the financial services industry in an administration or service role is considered an asset.
  • Knowledge of mutual funds and securities, with related industry courses such as CSC or IFIC Operations, is an asset.
  • Working knowledge of day-to-day operations and administration of client accounts, with strong analytical, problem-solving, and arithmetic skills.
  • Strong and accurate alphanumeric data-entry skills and a customer-service mindset.
  • High accuracy and attention to detail, with the ability to multitask and deliver high-quality work under pressure.
  • Proficiency in Microsoft Office, including Excel, Outlook, and Word.

Responsibilities

  • Provide prompt and courteous service to internal and external partners, including custodians, Investment Counselors, and their Assistants.
  • Provide reconciliation support for financial and non-financial transactions for private client accounts.
  • Act on daily financial and non-financial requests and integrity reports in a timely manner and with exceptional accuracy.
  • Reconcile account and adjusted cost base values with custodial records daily; set up securities, accounts, and transactions in internal systems where required; investigate and resolve discrepancies with internal and external partners; and identify issue trends and provide solutions.
  • Provide prompt and courteous phone and email service to Financial Advisors, Investment Counsellors, Client Service, Wealth Planners, Custodians, and other internal departments on account-specific inquiries.
  • Review incoming requests and ensure business and compliance procedures are followed.
  • Investigate account-related problems, analyze them, make recommendations, and implement the agreed-upon solution for the client in a timely manner.
  • Handle escalated issues, follow up regularly, resolve matters promptly, and proactively escalate issues requiring management attention.
  • Support team quality-control efforts and assist other Private Client or CIIS desks or special projects throughout the year as assigned.
  • Identify workflow inefficiencies and participate in enhancement projects as required.

Desired Qualifications

  • Experience within the financial services industry in an administration or service role.
  • Knowledge of mutual funds and securities and related industry courses such as CSC or IFIC Operations.

About the Company

CI Financial

Canadian asset manager growing through acquisitions

CI Financial builds and runs investment management and wealth-advisory platforms through a network of subsidiaries that manage assets and provide investment products and advisory services to individuals and institutions. Its platforms are advisor-facing, helping independent financial advisors and RIAs offer mutual funds, managed accounts, and other wealth-management services. The company differentiates itself by growing through acquisitions, creating a large, integrated footprint in Canada and the United States. Its goal is to scale into a leading diversified financial-services group serving a broad adviser network, a strategy that culminated in Mubadala Capital taking the company private in 2024.

Company size
1,001-5,000
Company stage
IPO
Headquarters
Toronto, Canada
Founded
1965

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