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Morgan Stanley

Manages investments and advises on financing

Assistant Vice President – Agility and Strategic Intelligence

Risk & ComplianceConfirmed live in the last 24 hours
Full-time$70k - $115k /yrIn-person

About the Job

Requirements

  • A bachelor's degree or equivalent experience is required.
  • Three to seven years of experience in risk management, governance, controls, technology risk, audit, compliance, program management, or a related field is required.
  • Experience identifying, assessing, documenting, and escalating risks in a complex or regulated environment is required.
  • Working knowledge of Generative AI, machine learning, intelligent automation, AI agents, and risks and controls associated with the AI lifecycle is required.
  • Ability to evaluate AI use cases, understand proposed solution approaches, and translate technical concepts into clear risk and governance requirements is required.
  • Strong analytical, problem-solving, control-design, and risk-assessment skills are required.
  • Written and verbal communication skills, including explaining AI risks and governance expectations to business, technology, and control stakeholders, are required.
  • Ability to lead effectively across multiple stakeholders and organizational levels is required.
  • Strong organizational skills and attention to detail are required.

Responsibilities

  • Lead the execution and continuous enhancement of AI governance frameworks, policies, standards, and procedures.
  • Identify, assess, document, and escalate AI-related risks, applying sound judgment and informed challenge.
  • Lead governance reviews for AI, Generative AI, and automation initiatives, driving clear decisions and accountable next steps.
  • Build effective partnerships with Legal, Compliance, Risk, Information Security, Model Risk Management, and other control functions.
  • Oversee approval records, decision documentation, and governance evidence to support audit and regulatory requirements.
  • Evaluate the design and effectiveness of controls supporting AI and emerging technology initiatives.
  • Drive opportunities to strengthen controls through process improvements, automation, analytics, and monitoring capabilities.
  • Lead implementation of new governance processes and control enhancements in partnership with accountable stakeholders.
  • Manage issue identification, remediation tracking, and control gap analysis, escalating matters as appropriate.
  • Develop and maintain key risk indicators, control metrics, and monitoring frameworks that enable timely management decisions.
  • Produce executive dashboards and management reporting related to AI portfolio risk, governance activities, and control effectiveness.
  • Support committee materials, governance forums, and senior management presentations.
  • Analyze trends, emerging risks, incidents, and regulatory developments impacting AI adoption.
  • Assist with development of reporting tools and data visualizations that improve transparency and decision-making.
  • Lead cross-functional coordination across business stakeholders, technology teams, and risk partners.
  • Oversee governance workflows throughout the AI lifecycle, from intake and review through implementation and ongoing monitoring.
  • Facilitate working groups, governance forums, and risk review meetings, ensuring decisions and ownership are clearly documented.
  • Drive action items, approvals, remediation plans, and program milestones to timely completion.
  • Represent the program in regulatory examinations, audits, and risk assessments, coordinating responses across stakeholders.

Desired Qualifications

  • Experience supporting AI governance, responsible AI, model governance, technology risk, or emerging technology control frameworks.
  • Experience evaluating AI-enabled solutions or partnering with product, engineering, data, and architecture teams in a regulated environment.
  • Familiarity with prompt design, retrieval-augmented generation, AI agents, workflow automation, or human-in-the-loop controls.
  • Experience preparing executive-level risk recommendations, reporting, and presentations.
  • Knowledge of financial services regulatory environments.
  • Experience working with business, Legal, Compliance, Risk, Technology, Data, and Operations teams.
  • Preferred familiarity with risk, governance, analytics, and AI tools and concepts, including AI governance, responsible AI, model risk, technology control frameworks, Generative AI platforms, copilots, AI agents, enterprise AI tools, AI lifecycle risks, evaluation methods, monitoring, human-in-the-loop controls, Power BI, Tableau, Excel, data analysis or visualization tools, JIRA or workflow and program management platforms, data management, reporting, workflow automation, and API concepts.

About the Company

Morgan Stanley

Manages investments and advises on financing

Morgan Stanley advises companies and governments on financing and manages investments for institutions, individuals, and families. Its business combines investment banking and securities trading with wealth management and an asset-management division that invests across public and private markets. Bankers arrange stock and bond sales and advise on mergers, while advisors build client portfolios and fund managers invest money under agreed strategies. The firm earns advisory and management fees, trading revenue, commissions, and interest from lending and deposits. Morgan Stanley was founded as a partnership in 1935 and is headquartered in New York City.

Company size
10,001+
Company stage
IPO
Headquarters
New York City, New York
Founded
1935

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