Full-Time

Enterprise & Operational Risk Manager

Confirmed live in the last 24 hours

Capital Group

Capital Group

5,001-10,000 employees

Manages equity and fixed income assets

Quantitative Finance
Financial Services

Compensation Overview

$148k - $236.9kAnnually

+ Annual Performance Bonus + Profitability Bonus

Senior

Irvine, CA, USA

Base salary range: $148,045-$236,872.

Category
Risk Management
Finance & Banking
Requirements
  • well versed in enterprise and operational risk management and/or internal control techniques relating to an asset manager’s core operational business
  • managed operational event response processes to enable prompt event resolution, partner with business areas to complete event reports, identify adequate control enhancements, and support periodic exception report review and SOX certification processes
  • led risk reporting and related communications to executive management, governance committees and other key stakeholders providing balanced risk management perspective, detailing relevant operational events and other risk management activities and initiatives
  • managed activities supporting a SOC 1 audit program including working with impacted business area leadership and external auditors
  • experience with the continuous review and evolution of risk management frameworks in response to business and regulatory change and have supported implementation of change where needed
  • strong planning, organization, and project management skills to exercise good judgement and have a process for managing competing priorities
  • managed both people and projects, working well with and through others on cross-functional and enterprise initiatives, and resolving matters of complexity and ambiguity independently while demonstrating sound judgment
  • built strong relationships with business partners providing broad risk management and technical expertise
  • embody our core values and can motivate and develop a high performing team
  • demonstrate inclusion with authenticity and impact and take action to inspire inclusion for the team
Responsibilities
  • lead a team of risk professionals and work with business partners across the organization to identify and evaluate key operational risks and controls
  • provide valuable enterprise and operational risk management expertise for internal controls related to CG’s core operational business
  • support organizational risk oversight and governance across our business groups and other enterprise risk-related activities as needed
  • manage large scale projects intended to provide visibility to identified risks and control enhancement opportunities

Capital Group focuses on managing investments for long-term growth, primarily through its American Funds® brand. The company utilizes high-conviction portfolios, which means they invest in a select number of securities that they believe will perform well based on thorough research. This approach is supported by a team of over 8,000 associates who work across various global offices. Unlike many competitors, Capital Group emphasizes individual accountability among its investment professionals, ensuring that each team member is responsible for their investment decisions. The main goal of Capital Group is to enhance the financial well-being of its clients by providing successful investment strategies.

Company Stage

N/A

Total Funding

$703.7M

Headquarters

Beijing, China

Founded

N/A

Simplify Jobs

Simplify's Take

What believers are saying

  • The collaboration with KKR to launch interval funds in 2025 could open new avenues for investors to access private markets, enhancing Capital Group's product offerings.
  • Recognition as the Best Fixed Income Asset Manager at the Australian Wealth Management Awards underscores Capital Group's expertise and reputation in the industry.
  • The partnership with Deutsche Bank to distribute the Multi-Sector Income Fund globally expands Capital Group's reach and client base.

What critics are saying

  • The emergence of employment scams using Capital Group's name could damage its reputation and deter potential talent.
  • The departure of long-time portfolio manager Donald O'Neal may lead to shifts in investment strategy and potential instability.

What makes Capital Group unique

  • Capital Group's long-standing history and focus on high-conviction portfolios set it apart from newer investment firms, emphasizing a commitment to long-term results.
  • Their strategic partnership with KKR to create hybrid public-private investment solutions showcases their innovative approach to expanding investment opportunities.
  • Capital Group's global presence and management of over $2 trillion in assets highlight its scale and influence in the investment industry.

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