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JP Morgan Chase

Runs a consumer bank and an investment bank

Assistant General Counsel - Subpoena Escalation Team, Vice President

Legal Counsel & Legal SupportConfirmed live in the last 24 hours
Full-timeTampa, FL, USANo salary listedIn-person

About the Job

Requirements

  • A Juris Doctor (JD) from an accredited law school.
  • Membership in good standing of the applicable State Bar.
  • At least 5 years of legal practice experience focused on subpoena compliance, litigation, or regulatory compliance in the banking or financial services industry.
  • A strong understanding of federal and state laws regarding subpoena compliance and information disclosure.
  • Strong analytical, organizational, and communication skills.
  • Ability to manage multiple tasks and meet deadlines in a fast-paced environment.
  • High ethical standards and the ability to handle sensitive and confidential information with integrity.
  • Proficiency in legal research tools and Microsoft Office Suite.
  • Successful completion of a conflicts of interest clearance review before employment begins.

Responsibilities

  • Review and analyze third-party subpoenas, court orders, and other legal documents to determine the required response.
  • Coordinate with internal departments to gather necessary documents and information and ensure timely and accurate compliance with legal requests.
  • Ensure responses to subpoenas and legal requests comply with federal, state, and local laws, as well as bank policies and procedures.
  • Prepare witnesses for and defend appearances, including depositions, in civil, criminal, and regulatory matters.
  • Maintain up-to-date knowledge of laws and regulations affecting subpoena compliance and information disclosure.
  • Prepare and maintain detailed records of subpoenas and legal requests received and processed.
  • Draft and review response letters, affidavits, and other necessary documentation.
  • Identify potential risks associated with information disclosure and develop strategies to mitigate those risks.
  • Advise internal stakeholders on legal risks and best practices related to subpoena compliance.
  • Serve as the primary point of contact for external parties, including law enforcement and regulatory agencies, regarding subpoenas and legal requests.
  • Collaborate with the bank’s compliance, risk, and data privacy teams to ensure cohesive and compliant responses.
  • Work independently and with outside counsel to handle and respond to a high volume of complex and escalated third-party subpoena matters across the firm’s lines of business and bank products.
  • Comply with subpoenas and other legal correspondence, including grand jury subpoenas, regulatory CIDs, search warrants, National Security Letters, IRS asset discovery summonses, civil subpoenas, deposition notices for record certification, and person most knowledgeable depositions.
  • Liaise with the parties who issued subpoenas and work with state and federal agencies, in-house attorneys across business lines, and litigation practice groups on documentation and information gathering.

Desired Qualifications

  • Experience working in-house at a financial institution.
  • Familiarity with electronic discovery (eDiscovery) processes and technology.

About the Company

JP Morgan Chase

Runs a consumer bank and an investment bank

JPMorgan Chase runs the largest bank in the United States, which serves households and small businesses as Chase and large companies, governments, and investors as J.P. Morgan. During the 2008 financial crisis it bought the failing investment bank Bear Stearns and lender Washington Mutual, and in 2023 it took over First Republic Bank after regulators seized it. Chase takes deposits and earns interest on credit cards, mortgages, and car loans, while the investment side earns fees for advising on mergers, raising money for companies, trading stocks and bonds, and managing wealth. Formed in a 2000 merger, JPMorgan Chase traces its roots to 1799 and is based in New York City.

Company size
10,001+
Company stage
IPO
Headquarters
New York City, New York
Founded
1799

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