Three to five years of experience in legal or compliance.
General understanding of compliance.
Understanding of United States banking regulations.
Responsibilities
Ensure that the firm's activities follow applicable United States and Japan rules and regulations and comply with JFSA and Tokyo Head Office requirements.
Identify the firm's obligations under JFSA and Tokyo Head Office requirements and integrate them into policies, procedures, and operating manuals.
Support building a stronger compliance framework for CoDA and the MUB Compliance Group.
Work with Tokyo on these initiatives and support collaboration between the CoDA and MUB Compliance Group and relevant parties in Japan and the Americas.
Desired Qualifications
Experience with JFSA regulations.
Job Description
Compliance Professional License
San Francisco
Exp 2-5 years
Deg Bachelors
Relo
Bonus
Visa Candidates Welcome
Job Description
Description
Join a financial group that’s as committed to your future as you are. We share a vision for our future, we share our successes, and we strive to bring out the best in each other in everything we do. Our 14,000 diverse colleagues are connected by a common ambition to create change for the better—from forging more dynamic career paths, to driving progress in our communities, to continuously reshaping the standards of global financial services. Positive impact starts here; see the change you can make as we strive to become the world’s most trusted financial group.
1.Ensuring that firm's activities follow the necessary rules and regulations both US regulations and Japan, and that the firm is in line with JFSA and Tokyo Head Office requirements. 2. Identify what the firm needs to comply with JFSA and Tokyo Head Office requirements and integrate this into Policy and Procedures and operating manuals. 3. Support to building a stronger compliance framework for both CoDA and MUB Compliance Group. 4. Work Together with Tokyo for the above initiatives and to making sure to support both CoDA and MUB Compliance Group to collaborate with all relevant parties in Japan and Americas.
Qualifications
*3-5 years experience in Legal and or in compliance area (preferred). *General understanding of Compliance (required) and JFSA regulations (preferred) and US banking regulations (required).
Qualifications
Additional Information
All your information will be kept confidential according to EEO guidelines.