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LPL Financial Holdings

Independent broker-dealer platform for financial advisors

Principal Security Architect

Security Engineering & ArchitectureConfirmed live in the last 24 hours
Full-timeHybrid

About the Job

Requirements

  • At least 3 years of experience in secure architecture designs.
  • At least 8 years of experience with information security controls, guidelines, and standards, such as the ISO 27000 series, OWASP, CSA CCM, CIS 20 Critical Security Controls, SOX, and NIST.
  • Must be self-driven, flexible, and adept at consulting, negotiating, communicating, consensus building, and presenting.
  • Ability to remain calm under pressure while managing multiple tasks.
  • Demonstrated ability to learn from mistakes and apply constructive feedback to improve performance.

Responsibilities

  • Secure APIs by implementing robust access control mechanisms, OAuth, JWT, and API gateway security to ensure authenticated and authorized access.
  • Develop reusable security design patterns addressing common cybersecurity challenges, ensuring consistency and best practices across technology stacks and business domains.
  • Craft clear, actionable security standards and policies aligned with industry best practices and regulatory requirements, while adapting to emerging technologies.
  • Lead the design and innovation of security architectures, integrating technologies to protect against evolving threats while enabling business agility and growth.
  • Collaborate with key stakeholders to align security initiatives with business objectives and ensure broad support and integration.
  • Apply cybersecurity frameworks, network security, cloud security, identity management, and encryption; implement zero-trust architectures and secure DevOps practices across IT environments.
  • Conduct threat modeling, risk assessment, and vulnerability management; implement SIEM, analyze logs, and respond to incidents in complex enterprise settings.
  • Conduct threat analysis using intelligence and analytics to identify and mitigate security risks proactively and reduce business impact.
  • Implement and oversee a risk management framework that balances security investments with business needs.
  • Secure machine learning models against adversarial attacks, protect data privacy in AI training sets, and implement ethical AI principles in security applications.
  • Develop secure AI/ML pipelines, including model integrity verification, secure feature engineering, and anomaly detection in AI-driven systems.

Desired Qualifications

  • Bachelor's degree or equivalent years of experience.
  • Technical knowledge or coding skills in Java, C# .NET, Ruby, or Python.
  • In-depth knowledge of AWS core services, including EC2, S3, IAM, VPC, security groups, ACLs, AWS Security Hub, AWS WAF, and Amazon GuardDuty.
  • Working knowledge of Terraform, CloudFormation, Pulumi, or Ansible.
  • Experience securing scalable web architectures and distributed systems.
  • Understanding of malware, emerging threats, attacks, and vulnerability management.
  • CCSP, another cloud-specific certification, CISSP, or GIAC certification.
  • AI/ML security experience, including a proven record securing ML models and AI pipelines in financial services.
  • Proficiency in ML algorithms, deep learning frameworks, AI ethics, AI/ML security controls, OAuth, OpenID Connect, JWT, API threat modeling, and automated security testing.

About the Company

LPL Financial Holdings

Independent broker-dealer platform for financial advisors

LPL Financial runs the largest independent broker-dealer network in the United States, providing a platform of services and support to financial advisors and institutions. It helps advisors manage client wealth by offering technology, research, clearing and compliance services, and practice management programs. Advisors access a flexible, non-proprietary environment where they can tailor financial recommendations for clients, with revenue coming from fees for services, securities commissions, and asset-based fees. The company supports more than 28,000 financial advisors and oversees over a trillion dollars in advisory and brokerage assets, distinguishing itself through its breadth of back-office capabilities, scalable platform, and emphasis on independence for its advisors. Its goal is to enable independent financial advisors to grow their businesses and deliver personalized investment solutions to their clients.

Company size
10,001+
Company stage
IPO
Headquarters
San Diego, CA
Founded
1989

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