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Goldman Sachs

Advises on mergers and trades stocks and bonds

Asset & Wealth Management Business Controls Associate

Internal Audit & ControlsUpdated on Nov 14
Full-timeDublin, IrelandNo salary listedIn-person

About the Job

Requirements

  • In-depth product and regulatory knowledge across retail banking.
  • Three to five years of experience in risk management and control testing, ideally operating in the first line.
  • In-depth understanding of operational risk within a regulated environment.
  • Understanding of European Union and Irish retail banking regulations.
  • In-depth knowledge of management and regulatory policies and legal requirements.
  • A degree in Finance or a related field is preferred.
  • Strong business analytical skills and attention to detail.
  • Strong planning and organizational skills.
  • Strong negotiation skills and the ability to influence people.
  • Strong interpersonal, organizational, verbal, and written communication skills.
  • Problem-solving and decision-making abilities.
  • Technical acumen and the ability to understand the wider digital business architecture.

Responsibilities

  • Lead Business Risk and Controls efforts, ensuring a robust business risk management framework that incorporates risk and control self-assessment, control assurance, business resilience, business continuity, and incident management.
  • Establish a strong risk cadence across all areas of the Savings business and manage risks within the required business appetite.
  • Ensure compliance with established policies, procedures, and authority levels across multiple cross-functional teams and processes.
  • Develop strategies to manage regulatory and operational risk, collaborating with second- and third-line teams to identify risks and manage issues in line with agreed business policies.
  • Provide direction and support to the business leadership team to ensure key controls are in place to manage regulatory and operational risk.
  • Lead a small team of risk professionals, drive the risk strategy, and ensure required activities are completed in accordance with the business risk framework.
  • Support monthly control testing across business procedures, as directed by the leadership team, to identify control gaps and new or emerging risks.
  • Complete ongoing risk assessments by analyzing existing, new, and emerging risks and identifying, describing, and estimating risks affecting the team and wider business.
  • Work closely with global Risk teams to establish and quantify risk appetite and embed it into policies, procedures, and controls.
  • Conduct regular audits of policy and compliance with standards.
  • Partner with Delivery and Training and Development to collect and analyze data from audits and monitoring, and assist customer support teams with corrective action plans, training tips, and team communications to improve quality results.
  • Design ongoing risk training materials and facilitate training across teams.
  • Complete regular Risk Control Self Assessments for the Savings business.
  • Provide monthly Risk and Compliance dashboards and monthly reports on control testing.
  • Work with teams across the business to ensure incident management and business continuity plans are well understood.

About the Company

Goldman Sachs

Advises on mergers and trades stocks and bonds

Goldman Sachs advises companies and governments on mergers, raises money for them by selling their stocks and bonds, and trades securities for big investors such as hedge funds and pension funds. It led Ford Motor's 1956 stock market debut, then the largest share sale in US history. Traders buy and sell stocks, bonds, currencies, and commodities for clients and lend them money, while bankers earn a fee on each deal they advise on or arrange. Its asset and wealth management arm invests for institutions and wealthy families and charges fees based on the money it oversees. The firm was founded in 1869, when it began brokering short-term IOUs for New York merchants, and it is based in New York City.

Company size
10,001+
Company stage
IPO
Headquarters
New York City, New York
Founded
1869

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