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JP Morgan Chase

Runs a consumer bank and an investment bank

Audit Manager

Internal Audit & ControlsConfirmed live in the last 24 hours
Full-time$137.8k - $200kIn-person

About the Job

Requirements

  • At least 7 years of internal or external auditing experience, or relevant Asset and Wealth Management business experience.
  • A bachelor's degree or relevant financial services experience.
  • Experience with internal audit methodology and applying it to audit delivery and execution.
  • A solid understanding of internal control concepts and the ability to evaluate control adequacy by considering business and technology risks in an integrated manner.
  • Knowledge of applicable laws and regulatory requirements related to wealth management, investment advisor, broker-dealer, and fiduciary activities, including 12 CFR 9.
  • Experience using data analytics and large language models, and the ability to champion a culture of innovation.
  • Strong interpersonal and influencing skills to establish credibility and build partnerships with senior business and control partners, and to present complex and sensitive issues to senior management.

Responsibilities

  • Lead and participate in audit engagements, including global audits, from planning through reporting, ensuring timely, quality deliverables that meet departmental and professional standards.
  • Finalize audit findings and use judgment to provide an overall opinion on the control environment and recommendations to strengthen internal controls.
  • Collaborate with global Audit colleagues to identify emerging control issues early and report them promptly to Audit Management and business stakeholders.
  • Partner with stakeholders, including risk management, compliance, external auditors, and regulators, while maintaining independence.
  • Manage audit team members as required, review audits in a timely manner, and provide constructive feedback to enhance team performance.
  • Implement and execute continuous auditing for assigned coverage areas, monitoring key metrics to identify control issues and adverse trends.
  • Stay informed about industry trends, external news, and regulatory changes affecting the financial industry, and analyze their impact on the business.
  • Protect the confidentiality and security of Internal Audit communications and information in accordance with firm policy.
  • Identify opportunities to improve efficiency in existing technical infrastructure through automation and innovative technologies.
  • Identify opportunities to apply AI-enabled tools, prompt engineering, and data analytics across the audit lifecycle to improve audit quality, efficiency, and risk coverage.
  • Own self-development, including stretch assignments, and seek continued learning to prepare for greater responsibilities and career growth.

Desired Qualifications

  • CPA, CIA, and/or an advanced degree in a relevant discipline.
  • Prior experience with a Big 4 accounting firm and/or an internal audit department in the financial services industry.
  • Knowledge of private bank, wealth management, and workplace solutions products and services, including related fiduciary activities and applicable laws and regulatory requirements.
  • Experience using AI-enabled productivity tools and data analytics techniques to improve audit quality, efficiency, and risk coverage.

About the Company

JP Morgan Chase

Runs a consumer bank and an investment bank

JPMorgan Chase runs the largest bank in the United States, which serves households and small businesses as Chase and large companies, governments, and investors as J.P. Morgan. During the 2008 financial crisis it bought the failing investment bank Bear Stearns and lender Washington Mutual, and in 2023 it took over First Republic Bank after regulators seized it. Chase takes deposits and earns interest on credit cards, mortgages, and car loans, while the investment side earns fees for advising on mergers, raising money for companies, trading stocks and bonds, and managing wealth. Formed in a 2000 merger, JPMorgan Chase traces its roots to 1799 and is based in New York City.

Company size
10,001+
Company stage
IPO
Headquarters
New York City, New York
Founded
1799

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