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BNY

Safeguards and moves assets for investors

Senior Specialist - Client Operations

Risk ManagementConfirmed live in the last 24 hours
Full-timeBerwyn, PA, USA$59k - $105k /yr

About the Job

Requirements

  • A bachelor's degree or an equivalent combination of education and experience is required.
  • Strong understanding of operational controls, risk identification, and process oversight is required.
  • Ability to work effectively in a dynamic environment and translate complex issues into clear, actionable insights for senior leadership and non-technical audiences is required.
  • Demonstrated ability to build strong partnerships and influence positive change across teams is required.
  • Strong analytical skills, sound judgment, and an inquisitive, problem-solving mindset are required.
  • Excellent organizational skills and the ability to manage multiple priorities and deadlines effectively are required.
  • Strong written and verbal communication skills, including presentation experience, are required.
  • Ability to produce accurate results under tight timelines while maintaining a strong focus on risk mitigation and quality is required.
  • Demonstrated troubleshooting and complex problem-solving capabilities are required.
  • Strong ability to organize and analyze data, prioritize work, and succeed in a deadline-driven environment is required.

Responsibilities

  • Perform quality reviews of new accounts, account maintenance transactions, and cash flows to ensure accuracy prior to trading.
  • Identify processing errors, documentation gaps, and workflow handling issues, and escalate them as appropriate.
  • Support the identification, assessment, and reporting of key operational control risks.
  • Partner with senior management to develop and enhance control assessments.
  • Conduct timely reviews of operational risk items and present findings to senior management.
  • Lead or support investigations into major control issues, including root cause analysis and remediation recommendations.
  • Perform deep-dive reviews to evaluate whether processes are operating effectively within established controls.
  • Develop dashboards, metrics, and reporting materials to support oversight of operational risk and quality trends.
  • Provide effective challenge to first-line procedures and practices and communicate observations to senior management.
  • Serve as a subject matter expert for quality control workflows, procedures, and related controls.
  • Identify, monitor, and report trends, issues, and variances to management.
  • Ensure adherence to internal procedures, service-level agreements, compliance requirements, and quality standards.
  • Generate, review, and interpret control reports to identify workflow exceptions and opportunities for improvement.
  • Support departmental initiatives, strategic priorities, and special projects as needed.
  • Manage multiple workflow queues effectively in a fast-paced environment.
  • Proactively identify risks that may impact downstream processes, controls, or client outcomes.

Desired Qualifications

  • Five to seven years of experience in a control, quality assurance, operational risk, or related function is preferred, ideally within asset management or financial services.

About the Company

BNY

Safeguards and moves assets for investors

BNY safeguards financial assets and runs investment services for institutions, investment firms and wealthy clients around the world. Its custody business keeps clients' securities safe and handles the records and transactions needed to administer investment funds. Banks and brokers use its systems to settle trades, manage collateral and send payments, while its investment and wealth businesses manage portfolios and advise clients. It earns servicing and management fees as well as interest on loans and securities funded by client deposits. BNY traces its roots to the Bank of New York, founded by Alexander Hamilton in 1784, and is headquartered in New York City.

Company size
10,001+
Company stage
IPO
Headquarters
New York City, New York
Founded
1784

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