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Desjardins Group

Cooperative financial group offering full services

Senior Advisor - Legal and regulatory compliance

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timeMontreal, QC, Canada

About the Job

Requirements

  • A Bachelor's degree in a related field is required.
  • A minimum of eight years of relevant experience is required.
  • Hold the CIM, CFA, or GPC designation.
  • Be eligible for registration with CIRO as a Registered Supervisor of Approved Persons for account opening and managed accounts.
  • Be eligible for registration with CIRO as an Options Supervisor.
  • Demonstrate action orientation, customer focus, interpersonal savvy, nimble learning, and a strategic mindset.

Responsibilities

  • Lead specialized development projects, initiatives, and activities that significantly impact the entire organization.
  • Identify, develop, and recommend legal and regulatory compliance strategic directions to balance business needs, requirements, and best practices.
  • Advise clients and partners to help them position, plan, develop, execute, and monitor strategic projects and initiatives.
  • Identify, analyze, diagnose, and address major issues, and make recommendations to decision-making bodies.
  • Develop and update policies, standards, models, and programs to support the unit’s strategic projects and initiatives.
  • Offer legal and regulatory compliance programs to internal employees to promote the organization’s culture of ethics and compliance.
  • Represent the unit before senior management committees and decision-making bodies.
  • Represent and negotiate on behalf of Desjardins and enter the organization into agreements with external partners and organizations.
  • Help design, institute, and coordinate the compliance framework and enforce related rules.
  • Help ensure that oversight measures, including officer and employee behaviors, comply with organizational standards.
  • Lead and influence development projects and complex strategic initiatives involving multiple sectors.
  • Help develop and recommend strategic directions and business positions.
  • Make recommendations on planning and executing operationally and conceptually complex projects and initiatives requiring comprehensive analysis and understanding of the organization and line of business.
  • Serve as an expert advisor, subject matter expert, resource person, and coach for senior management and decision-making bodies.

About the Company

Desjardins Group

Cooperative financial group offering full services

Desjardins Group is a large cooperative financial organization in North America that provides banking and financial services to individuals and businesses in Canada. Its products include everyday accounts, loans, mortgages, investments, insurance, and corporate finance, delivered through branches, online platforms, and its subsidiaries. The cooperative structure and strong balance sheet help Desjardins offer reliable services with high capital ratios and solid credit ratings, differentiating it from many competitors. Its goal is to serve the financial needs of its members and clients by delivering accessible, well-capitalized financial products and services across Canada.

Company size
Not listed
Company stage
Not listed
Total funding
$204.4M
Headquarters
Quebec City, Canada
Founded
1900

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