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Athene

Manages annuities and pension risk transfer

Director Compliance

Regulatory Compliance & EthicsPosted on Nov 9
Full-timeTokyo, JapanNo salary listedIn-person

About the Job

Requirements

  • At least 7 years of relevant experience in financial services, including at least 4 years in regulatory compliance supporting insurance, reinsurance, brokerage or capital markets.
  • Strong knowledge of Japanese financial services regulations, including JFSA requirements, regulatory filings and supervisory expectations.
  • Experience with reinsurance brokerage, asset-intensive reinsurance and/or OTC derivatives, with an understanding of relevant treaty conditions, collateral requirements, financial covenants or ISDA/CSA arrangements.
  • Knowledge of Japanese corporate governance, company registration requirements and legal filings.
  • Fluency in written and spoken Japanese and English.
  • A bachelor's degree or equivalent experience is preferred.

Responsibilities

  • Lead Athene's Japan compliance program, developing and enhancing policies, procedures, monitoring frameworks and controls that meet Japanese regulatory requirements and support evolving business priorities.
  • Own regulatory engagement and reporting, serving as the primary contact with Japanese regulators and relevant industry associations, overseeing filings and communications, and maintaining trusted regulatory relationships.
  • Provide strategic compliance guidance to reinsurance brokerage activities and business initiatives, applying critical thinking and sound judgment to identify risks, recommend practical mitigation strategies and support informed decisions.
  • Oversee compliance reviews of business communications, product materials and relevant treaty provisions, including collateral arrangements, financial covenants and annuity-linked calculations, to identify and address potential regulatory issues.
  • Partner across Athene's global functions, including Compliance, Legal and business teams, as well as external Japanese counsel, on corporate governance, business registrations and regulatory matters, while keeping the VP of Compliance informed of key developments.
  • Drive continuous improvement and innovation by enhancing compliance monitoring, reporting and documentation through technology, responsible AI adoption and scalable processes that strengthen efficiency and a risk-aware culture.

Desired Qualifications

  • Experience with Type I, Type II or DIM businesses is preferred.
  • Company secretarial or paralegal experience is preferred.

About the Company

Athene

Manages annuities and pension risk transfer

Athene focuses on retirement services, offering annuities and pension risk transfer solutions to individuals, professionals, institutions, and investors. Its products work by issuing annuities, where clients pay premiums and Athene guarantees future retirement payments and manages the underlying investments to meet those guarantees; it also uses reinsurance agreements to assume pension liabilities from other insurers in exchange for fees. This combination helps clients protect retirement savings and transfer risk, while Athene earns revenue from premiums and reinsurance fees. The company differentiates itself through strong financial performance and entrepreneurial agility that lets it quickly capitalize on new opportunities, along with a commitment to corporate social responsibility. Athene’s goal is to provide financial security and stability for retirement by effectively delivering reliable retirement products and managing pension risk for clients and partners.

Company size
1,001-5,000
Company stage
IPO
Headquarters
West Des Moines, IA
Founded
2009

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