SchoolsFirst Federal Credit Union

Credit union offering savings, loans, accounts

Financial Advisor

Wealth Management & Financial AdvisoryUpdated on Nov 12

Full-timeNo salary listedIn-person

About the Job

Requirements

A high school diploma or GED is required.
A bachelor's degree in a related field or equivalent years of experience is required.
Seven to ten years of prior relevant experience is required.
Series 7 and Series 66 certifications or licenses are required, with Series 63 and Series 65 accepted in lieu of Series 66.
A California Insurance License is required.
Participation in the California DMV pull program may be required depending on assignment.

Responsibilities

Provide service to Members seeking information on alternative investment products offered through a broker/dealer, and assist Members with mutual funds, securities transactions, and financial planning.
Discuss financial investment alternatives with Members, evaluate their goals and risk tolerance, and suggest appropriate investments.
Provide consultative services regarding credit union products and services by assessing Member needs, addressing concerns, and gaining agreement.
Update the SchoolsFirst FCU team on products and services offered through the investment program.
Ensure required compliance documents are completed and maintain regular contact with the Office of Supervisory Jurisdiction (OSJ).
Offer financial review sessions for all Members at least annually.
Initiate Member investment selections and record transactions with the broker/dealer.
Schedule and conduct meetings with Members by phone and in person.
Perform other duties as assigned.
Comply with regulatory compliance and assigned training requirements, including Bank Secrecy Act (BSA) regulations corresponding to the role's duties.

We’re always looking for diverse, talented, service-oriented people to join our exceptional team.

Financial Advisor

Scheduled Weekly Hours:

What You’ll Be Doing

Provides excellent service to Members seeking information on alternative investment products offered through broker/dealer. Assists Members with mutual funds, securities transactions, and financial planning.

Discusses financial investment alternatives with Members. Evaluates Member’s goals, risk tolerance and suggests appropriate investments.
Provides consultative services to Members regarding credit union products and services by assessing the Member's needs, addressing their concerns and gaining agreement.
Updates SchoolsFirst FCU team on products and services offered through the investment program.
Ensures required compliance documents are completed. Maintains regular contact with OSJ.
Offers financial review sessions for all Members at least annually.
Initiates Member investment selections and records transactions with broker/dealer.
Schedules and conducts meetings with Members via phone and in person.

Additional Job Functions

Performs other duties as assigned

Complies with regulatory compliance and assigned training requirements including but not limited to BSA regulations corresponding to their specific job duties. Failure to do so may result in disciplinary and other employment related actions.

Qualifications

High School Diploma or GED required

Bachelor's Degree in a related field or equivalent years of experience required

7-10 years of prior relevant experience required

Certifications or licenses including Series 7 and 66, or Series 63 and 65 in lieu of 66. California Insurance License required

Participation in the CA DMV pull program may be required depending on assignment

SchoolsFirst FCU is committed to Diverse, Equitable, and Inclusive Hiring

At SchoolsFirst FCU we are dedicated to building and growing a diverse, inclusive, and authentic Dream Team, so if you’re excited about a position or wanting to make a career change but your past experience doesn’t align perfectly with every qualification in the job description, we encourage you to apply anyway. Many skills are transferrable and you may be just the right candidate for the position, or for other roles we are working on.

SchoolsFirst Federal Credit Union is committed to fostering, cultivating, and preserving a culture of diversity and inclusion. SchoolsFirst FCU is an equal opportunity employer and prohibits discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities and prohibits discrimination against all individuals based on their race, color, religion, sex, national origin, age, sexual orientation, gender identity or expression, political affiliation, or genetic information.

This organization participates in E-Verify.

About the Company

SchoolsFirst Federal Credit Union

Credit union offering savings, loans, accounts

SchoolsFirst Federal Credit Union provides financial services to members, especially school employees and their families, including savings and checking, auto loans, mortgages, credit cards, investments, and insurance through branches and online tools. Members join and use member-owned accounts with online/mobile banking, deposits, payments, and planning help. It differs from many competitors by being member-owned, federally insured, and focusing on the education community, offering educator-focused loan programs and lower fees. Its goal is to help teachers and school staff manage money effectively with affordable products and education resources while building a loyal member base.

Company size: 1,001-5,000
Company stage: Not listed
Total funding: Not listed
Headquarters: Santa Ana, CA
Founded: 1934

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