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BNY

Safeguards and moves assets for investors

Vice President, Investment and Wealth Management Auditor

Internal Audit & ControlsPosted on Nov 10
Full-timeLondon, UKNo salary listed

About the Job

Requirements

  • A bachelor's degree in accounting, finance, or another related field is required.
  • Relevant experience in audit or consulting with specific risk-management experience, or experience in a risk, treasury, investment, or wealth management function with interest in moving into the third line.
  • A proven track record of managing and delivering risk-based projects.
  • Good knowledge of the financial services industry, its regulations and laws, and good governance practices.
  • Fluency in English is required.
  • Strong analytical skills are required.
  • Attention to detail and strong interpersonal and teamwork skills, including when working with remote colleagues, are required.

Responsibilities

  • Participate in audit reviews in Investment and Wealth Management.
  • Independently perform testing on audit engagements under the supervision of the project lead, taking on increasing responsibilities over time.
  • Identify meaningful issues affecting the business and operations under review, and challenge management to ensure appropriate remedial action has been taken.
  • Maintain global subject matter expertise regarding prudential risk, including best practices, key control processes, regulatory requirements, and their application to the company.
  • Provide direction and support to audit management and the audit team by advising on necessary training and supporting regulatory requests.
  • Carry out other ad hoc tasks and projects as directed by audit senior management.
  • Represent Internal Audit on projects and at management meetings and committees.

Desired Qualifications

  • Certifications such as SCR, FRM, PRM, MBA, CPA, CFA, or CIA are preferred.
  • French, Dutch, Spanish, or German language skills are considered an asset.

About the Company

BNY

Safeguards and moves assets for investors

BNY safeguards financial assets and runs investment services for institutions, investment firms and wealthy clients around the world. Its custody business keeps clients' securities safe and handles the records and transactions needed to administer investment funds. Banks and brokers use its systems to settle trades, manage collateral and send payments, while its investment and wealth businesses manage portfolios and advise clients. It earns servicing and management fees as well as interest on loans and securities funded by client deposits. BNY traces its roots to the Bank of New York, founded by Alexander Hamilton in 1784, and is headquartered in New York City.

Company size
10,001+
Company stage
IPO
Headquarters
New York City, New York
Founded
1784

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