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BNY

Safeguards and moves assets for investors

Vice President Auditor - Markets and Wealth Services, Global Payments and Trade/Treasury Services

AuditingConfirmed live in the last 24 hours
Full-timeRemote

About the Job

Requirements

  • A bachelor's degree or equivalent combination of education and work experience is required.
  • A degree in Accounting, Finance, or a relevant critical-thinking specialty is required.
  • Seven to ten years of experience working in financial services or banking within Internal Audit or Risk and Compliance Management is required.
  • Good knowledge of Global Payments and Trade/Treasury Services products and operations, including Trade Finance, Cash Management, Global Payments, Client Services, and Consumer Compliance under Regulation E, is required.
  • Good knowledge of the financial services industry and its laws and regulations is required.
  • Strong written and verbal communication and influencing skills are required, including confidence communicating with internal and external stakeholders and the ability to influence at a senior level.
  • A robust understanding of risk management and control processes is required.
  • Self-sufficiency and a proactive approach are required.
  • Planning, coordination, organization, and presentation skills are required.
  • The ability to thrive in a fast-paced environment, adapt to change, and work as a team member is required.
  • Strong knowledge and use of Microsoft Excel, PowerPoint, Word, Visio, and Power BI are required.
  • Understanding the application and interpretation of analytics results for audit, along with critical-thinking and problem-solving skills, is required.

Responsibilities

  • Lead or participate in the delivery of complex and challenging global audit assignments, primarily focused on the Global Payments and Trade/Treasury Services business.
  • Lead or participate in all phases of audit project execution, including planning, fieldwork, and reporting, in accordance with audit methodologies.
  • Perform walkthroughs with process owners; document results in narratives and flowcharts; identify and document risks and controls; develop and execute testing strategies; prepare supporting workpapers; and document test exceptions and conclusions.
  • Elevate potential audit issues to the Audit Manager and business management as soon as they are identified.
  • Identify and draft meaningful issues affecting the business under review and challenge management to develop appropriate remedial actions.
  • Follow up on remedial actions to ensure corrective actions have been appropriately implemented and, where necessary, test the design, operating effectiveness, and sustainability of implemented actions.
  • Build strong relationships with key stakeholders in the business and risk-management areas and with colleagues throughout the global Internal Audit team.
  • Engage in and document Continuous Monitoring activities to identify new or changing risk conditions for the covered businesses.
  • Apply advanced analytical problem-solving skills and assist others in solving complex issues and identifying innovative solutions.
  • Contribute technical or specialized skill sets or business knowledge not readily available elsewhere in the department to solve audit issues.
  • Identify opportunities for the use of artificial intelligence and automation and participate in advancing recommendations for software-support requests.
  • Maintain up-to-date knowledge of the industry, best practices, and regulatory requirements.
  • Demonstrate leadership through work guidance and training of less-experienced peers and through advice to assigned clients.
  • Contribute to the overall achievement of team goals.
  • Carry out other ad hoc tasks and projects as directed by audit management.

Desired Qualifications

  • Certified Internal Auditor or other risk-management certifications are preferred.

About the Company

BNY

Safeguards and moves assets for investors

BNY safeguards financial assets and runs investment services for institutions, investment firms and wealthy clients around the world. Its custody business keeps clients' securities safe and handles the records and transactions needed to administer investment funds. Banks and brokers use its systems to settle trades, manage collateral and send payments, while its investment and wealth businesses manage portfolios and advise clients. It earns servicing and management fees as well as interest on loans and securities funded by client deposits. BNY traces its roots to the Bank of New York, founded by Alexander Hamilton in 1784, and is headquartered in New York City.

Company size
10,001+
Company stage
IPO
Headquarters
New York City, New York
Founded
1784

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