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TMX Group

Runs market infrastructure for listings, trading

Senior Manager - TSX Listings

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timeToronto, ON, CanadaCA$140k - CA$150k /yr

About the Job

Requirements

  • Professional designation of CA, CFA, P.Eng, MBA, or LLB.
  • 2 to 7 years of financial, analytical, or legal experience, ideally supporting public companies on securities law matters.
  • Exceptional written and verbal communication skills in English.
  • Strong analytical, risk assessment, decision-making, and interpersonal capabilities.
  • Ability to work independently under tight deadlines with high accuracy and responsiveness.
  • Commitment to quality execution, professionalism, and courteous communication across internal and external stakeholders.
  • Experience conducting comprehensive financial and business analysis of corporate affairs and reporting.

Responsibilities

  • Provide expert guidance and actionable advice to prospective clients, listed issuers, and their legal and financial advisors regarding TSX listing policies, regulatory interpretations, and alternative transaction structuring options.
  • Manage and conduct timely, thorough reviews of listing applications to preserve market quality and integrity, rapidly assessing transaction dynamics, risk profiles, and marketplace impacts.
  • Exercise strong judgment and expertise to act independently while swiftly identifying critical threshold issues and escalating them appropriately to leadership.
  • Prepare detailed, high-quality written reports evaluating an issuer’s operations, governance, financial statements, public distribution, and overall affairs in alignment with relevant rules, policies, and precedents.
  • Collaborate with issuers and stakeholders to communicate identified deficiencies and recommend viable, compliant solutions.
  • Monitor and ensure listed issuers operate strictly within the rules and governance policies of the TSX.
  • Participate in strategic policy development and operational projects, while representing the TSX at external industry events and market open ceremonies.

Desired Qualifications

  • Practical familiarity with TSX listing policies and regulatory requirements.
  • Familiarity with NI 43-101 technical reports.
  • Solid understanding of IFRS financial reporting standards.
  • Working knowledge of French.
  • Completion of the Canadian Securities Course (CSC) or related industry certifications.
  • Familiarity with Google Gemini and experience utilizing AI solutions to enhance daily workflow efficiency.

About the Company

TMX Group

Runs market infrastructure for listings, trading

TMX Group runs market infrastructure for Canadian and international capital markets, including exchanges (Toronto Stock Exchange, TSX Venture Exchange, TSX Alpha Exchange, Montreal Exchange), clearing and depository services, and market data and analytics. Its products support listings, trading, clearing, settlement, custody, and access to data across equities and derivatives, with TMX Trayport for energy/commodities and TMX VettaFi for indices and data. It differentiates itself by offering an integrated, end-to-end ecosystem—from listing to settlement—across multiple markets with a broad, cross-border footprint. The company’s goal is to provide reliable, efficient infrastructure that helps companies raise capital and market participants manage trading, clearing, settlement, and risk across global markets.

Company size
1,001-5,000
Company stage
IPO
Headquarters
Toronto, Canada
Founded
1852

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