Compliance Analyst - Financial Crime Compliance QA
About the job
- A bachelor's degree in law, finance, business administration, or a related field.
- A strong understanding of anti-money laundering and counter-terrorist financing regulations, financial crime investigations, transaction monitoring, and quality assurance methodologies.
- The ability to evaluate investigation quality, assess decision-making, and ensure compliance with regulatory requirements, internal policies, and quality standards.
- The ability to assess regulatory obligations, identify gaps, and produce well-reasoned written analysis.
- The ability to maintain accurate records and produce consistent, high-quality documentation.
- Fluency in English, with clear written and verbal communication skills and the ability to convey compliance requirements to non-specialist colleagues.
- The ability to manage multiple concurrent workstreams, prioritize effectively, and meet regulatory deadlines.
- The ability to operate with limited supervision and escalate appropriately when required.
- Conduct daily independent quality assurance reviews of investigator and sanctions casework, including transaction monitoring, name screening, enhanced due diligence, and other anti-money laundering investigations.
- Evaluate accuracy, completeness, adherence to anti-money laundering and counter-terrorist financing policies, regulatory requirements, internal procedures, and the quality of case narratives.
- Assess whether investigative decisions are well-supported, risk-based, and appropriately documented, including escalation and disposition outcomes.
- Identify defects, document findings, and provide clear, constructive feedback to investigators and team leads.
- Partner with Financial Crimes Operations, team leads, Product teams, and other stakeholders to communicate quality assurance findings, discuss quality trends, resolve process gaps, and ensure consistent interpretation of policies and quality standards.
- Build relationships across anti-money laundering and cross-functional teams to support compliance and risk management.
- Participate in and facilitate quality assurance calibration sessions to review complex or borderline cases, discuss grey areas, align on scoring methodology, and ensure consistent quality evaluations across the quality assurance team.
- Share key findings, emerging typologies, regulatory expectations, and best practices to improve review quality and reduce subjectivity.
- Monitor investigator quality performance, analyze quality assurance findings and recurring error trends, and prepare regular quality reports and dashboards.
- Identify systemic issues, emerging risks, root causes, and opportunities to strengthen controls and support management decision-making.
- Provide timely, actionable feedback to investigators and team leads to improve investigation quality, strengthen analytical skills, and enhance case documentation.
- Provide subject matter expertise on anti-money laundering investigations, including guidance on complex or high-risk cases, typologies, and regulatory expectations.
- Support remediation by validating corrective actions and tracking quality improvements over time.
- Conduct reviews in accordance with internal anti-money laundering and counter-terrorist financing policies, regulatory requirements, quality frameworks, and standard operating procedures.
- Escalate potential compliance risks, control weaknesses, or systemic issues identified during quality assurance reviews.
- Recommend enhancements to investigation procedures, quality assurance methodologies, workflows, scorecards, sampling frameworks, training materials, and quality controls.
- Contribute to artificial intelligence-enabled quality tools, including QA Copilot, and participate in user acceptance testing, process validation, and implementation of new quality initiatives.
- Participate in anti-money laundering projects, initiatives, and program enhancements, providing quality assurance expertise and supporting cross-functional initiatives to strengthen controls, processes, and program effectiveness.
- Perform additional assignments and special projects delegated by the supervisor, including process improvement initiatives, training support, root cause analysis, documentation updates, and cross-functional projects to strengthen the quality program.
- Prior experience in a compliance, legal, or regulatory role within financial services, fintech, or the crypto industry.
- A relevant compliance certification, such as ICA or CAMS.
About the company
OKX Ventures acts as the investment arm of the OKX cryptocurrency exchange, funding and supporting blockchain, DeFi, and Web3 projects. It invests across a wide range of areas—from infrastructure and middleware to applications and games—aiming to strengthen the crypto ecosystem. The firm provides capital and access to OKX’s network of partners and advisors to help portfolio companies grow and succeed. Notable holdings include Polygon, Solana, and Avalanche, reflecting a strategy focused on projects with potential to impact the crypto industry at large. OKX Ventures differentiates itself through its crypto-native perspective, extensive industry network, and active involvement in portfolio development, rather than just providing funding. Its goal is to identify promising projects and help them scale, contributing to a more robust and innovative blockchain ecosystem.
Company Size
5,001-10,000
Company Stage
N/A
Total Funding
$1.1B
Headquarters
Singapore, Singapore
Founded
2017
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Simplify's Take
What believers are saying
- OKX listed 20 tokenized stock pairs and 90 convertible tokenized assets on September 10, 2026.
- OKX Shield launched September 22, 2026, offering up to €500,000 account protection.
- OKX reported tokenized stocks AUM hit an all-time high on X Layer September 17, 2026.
What critics are saying
- OKX still serves under a February 2025 DOJ settlement and monitor through February 2027.
- January 2026 institutional cuts removed roughly one-third of sales staff, signaling revenue strain.
- Beugelmans v. OKX, filed July 29, 2026, threatens U.S. expansion and banking access.
What makes OKX unique
- OKX combines exchange liquidity with X Layer tokenized stocks and self-custody trading.
- OKX Europe Limited holds MiCA authorization, passporting regulated access across the EEA.
- OKX and BitGo expanded off-exchange settlement globally on September 30, 2026.
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Benefits
Professional Development Budget
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Company News
OKX opens spot and 20x perpetual trading for Doppler Finance token. September 29, 2026 - By Bitcoinist - Original OKX has launched spot and 20x perpetual trading for Doppler Finance's XDP token, enhancing trading opportunities in tokenized capital markets. Confidence: 80% Horizon: short-term Key numbers. * 20x * September 28, 2026 * 13:00 UTC * 14:00 UTC Market drivers (micro). * Launch of new trading pairs * Increased liquidity from major exchange listing * High leverage options attracting traders Context (macro). * Growing interest in tokenized capital markets * Increased competition among cryptocurrency exchanges Who wins / who loses. * Traders benefit from new trading opportunities and leverage * Potential volatility may pose risks for investors Scenarios. Base XDP will gain traction in the market due to increased trading activity and liquidity. Alt XDP may experience significant volatility and risk, leading to cautious trading behavior. What to Watch next. * Monitor XDP's price movements post-launch * Watch for trading volume on OKX * Observe market reactions to the leverage options Full analysis. On September 28, 2026, OKX, a leading cryptocurrency exchange, announced the launch of spot and 20x perpetual trading for the Doppler Finance token (XDP). This significant development allows traders to engage with XDP in both conventional and leveraged markets, enhancing its accessibility and trading opportunities. What is Doppler Finance? Doppler Finance is a project aimed at building infrastructure for tokenized capital markets. Unlike typical exchange tokens, XDP is designed to facilitate yield, collateral, and tokenized real-world assets, positioning itself as a crucial player in the evolving landscape of digital finance. Trading details. The trading for XDP against USDT began with a call auction, followed by the opening of spot trading at 13:00 UTC. Additionally, the perpetual market for XDP opened at 14:00 UTC, allowing traders to utilize leverage of up to 20x. This feature is particularly attractive as it enables traders to take larger positions with relatively low collateral. Market dynamics. The introduction of XDP to a major exchange like OKX provides increased liquidity and price discovery, which are essential for new tokens. However, the high leverage available also introduces a layer of risk, especially given the token's limited trading history and potential volatility. Conclusion. The launch of XDP on OKX marks a pivotal moment for Doppler Finance, as it seeks to establish itself within the tokenized capital markets sector. As trading activity increases, the market will be closely watching how XDP performs in both spot and perpetual trading environments. In summary, OKX's listing of XDP not only enhances trading opportunities for investors but also underscores the growing importance of infrastructure projects in the cryptocurrency space.
OKX US to sell USD trading bot positions if users miss Sept 30 deadline. CryptoSlate 5 hours ago 85 OKX US plans to cancel open orders and trading bots left on affected dollar trading pairs when it retires those order books on Sept. 30. Positions in Grid and Smart Portfolio bots on the affected pairs will also be sold, the exchange says, making inaction potentially costly for traders using those strategies. According to the US customer notice, the corresponding USDC ($1.00 · Live) pairs have been available alongside the affected USD pairs since Sept. 23. Traders have until the migration to cancel open USD-pair orders, stop those bots and recreate them on the USDC pairs. Orders and bots created on the replacement pairs during the parallel window will keep running afterward. What the deadline changes. OKX US says the old books will be retired between 3 and 4 a.m. Eastern time on Sept. 30, equivalent to 7 to 8 a.m. UTC. All remaining orders and bots or automated trades on affected USD pairs will be canceled. OKX's migration schedule says bots using those pairs may close gradually over that hour and the relevant USD pairs will be delisted at 8 a.m. UTC. The cancellation has different consequences for the positions behind different bots. OKX says it will sell positions in Grid and Smart Portfolio bots. Positions managed by DCA, Recurring Buy and TWAP/Iceberg bots will be held after migration, although those bots will still close. An automatic sale may incur trading fees or slippage and produce a realized gain or loss; the outcome depends on a user's holdings and execution. The migration concerns selected USD trading pairs, not every dollar market on the exchange. USDT-USD is exempt. OKX US says account balances, deposits and withdrawals are unaffected. The announced sales concern the specified bot positions rather than a broad sale of customers' funds. The change also does not eliminate dollar funding for the consolidated book. OKX US says users will still be able to place orders with USD, which will automatically convert to USDC to access the new liquidity. That distinction matters for traders who assume a dollar balance itself must be exchanged in advance: the action required under the notice is to move affected open orders and bots to the corresponding USDC pairs. For an affected trader, waiting until after the window means losing the existing USD-pair order or bot rather than having it transferred automatically. Moving it during the parallel period preserves control over when it stops and how any Grid or Smart Portfolio position is handled before OKX's scheduled closure. Related Reading OKX relaunches in US with new trading platform and Web3 wallet after major legal settlement. The post OKX US to sell USD trading bot positions if users miss Sept 30 deadline appeared first on CryptoSlate. BitRss shares this Content always with License. Screenshot generated in real time with SneakPeek Suite
PlaysOut, a pioneer in the "Mini-Games 2.0" model, has secured strategic investment from OKX Ventures' Aptos Ecosystem Fund. The funding will support technological and ecosystem development of PlaysOut's mini-game distribution and monetisation platform. PlaysOut's Mini-Games 2.0 framework supports leading engines including Unity, Cocos, LayaBox, and Egret, offering native rendering and high-FPS performance. The platform integrates on-chain asset management, allowing players to check wallet balances, claim tokens, and trade NFTs without leaving games. The company plans to launch platform tokens, on-chain advertising systems, and achievement-based rewards. PlaysOut aims to deliver full-stack services from game testing and publishing to asset tokenisation, creating a closed-loop system for developers. OKX Ventures will provide ecosystem resources and strategic channel support to accelerate PlaysOut's global expansion.
OKX, a global cryptocurrency exchange with over 150 million customers, has launched OKX Shield, an integrated security product suite offering protection against account takeovers. The programme provides reimbursement of up to €500,000 for customers who activate required security settings and experience unauthorised third-party account takeovers. Customers can access immediate protection of up to €100,000 by enabling security features including passkey authentication and facial verification for large withdrawals. Protection limits increase to €250,000 for VIP tiers 1-3 and €500,000 for VIP4+ customers. There are no subscription or activation fees. The launch addresses growing account takeover fraud, which resulted in €4.2 billion in payment fraud across Europe in 2024, up from €3.5 billion in 2023. OKX Shield is a voluntary reimbursement programme, not insurance, and permits one approved claim per person over their lifetime.
OKX debuts Shield, protecting 150M customers with stronger crypto security. * Carrillo J.M. * Published: September 22, 2026 * 11:57 am * Updated: September 22, 2026 * 11:57 am Table of Contents * Launch Details: OKX unveiled OKX Shield, a security suite that combines account protections with coverage of up to $500,000 for eligible account takeover incidents. * Coverage Levels: Protection starts at $100,000, increases to $250,000 for qualifying VIP 1-3 users, and reaches $500,000 for eligible VIP 4+ customers. * Security Requirements: Users must opt in, enable specific security settings, and maintain ongoing account safeguards to qualify for protection. OKX has introduced a new customer protection initiative designed to strengthen account security for its global user base of more than 150 million customers. The company announced the launch of OKX Shield, an integrated security suite that combines enhanced account safeguards, visible protection status, and financial coverage for eligible users affected by unauthorized account takeovers. The program offers protection of up to $500,000 for qualifying customers who activate the required security measures and meet ongoing eligibility requirements. The launch comes as payment fraud continues to rise across Europe, with recent data from the European Banking Authority and European Central Bank showing $4.81 billion in fraud during 2024, up from $4 billion a year earlier. New security program includes financial protection. According to OKX, the new protection framework is designed to address account takeover fraud, a growing challenge across financial platforms. Under OKX Shield, eligible customers can be reimbursed if an unauthorized third party gains control of their account and transfers assets. Protection begins at up to $100,000 for customers who enable the required security settings. Coverage increases to $250,000 for qualifying VIP 1-3 users and reaches $500,000 for eligible VIP4+ customers. The company stated there are no subscription or activation fees associated with the program. Qualifying incidents may include account compromises linked to credential phishing, malware, or SIM swap attacks, provided the unauthorized party takes control of the account and initiates the transfer. Raising standards for digital asset platforms. Speaking about the launch, OKX Europe CEO Erald Ghoos said the company is providing customers with stronger account protection and a financial safety net at no additional charge. He noted that digital asset platforms are increasingly being used for activities traditionally associated with banks and brokers, including holding assets, transferring value, making payments, investing, and accessing markets. The executive added that OKX believes customer protection standards should continue evolving as adoption grows and said the initiative reflects a greater commitment to user security across the industry. Activation requirements and existing safeguards. To participate in OKX Shield, customers must opt in and adopt recommended security settings. These include enabling a passkey, using facial verification for large withdrawals, and disabling web withdrawals. Users must also maintain ongoing account and device security requirements. The new service adds another layer of protection alongside existing measures maintained by OKX, including segregated customer funds, 1:1 reserves, and monthly Proof of Reserves reports that allow customers to verify eligible balances.