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Groww

Online investment platform for diversified assets

Manager Compliance - Portfolio Management Services

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timeBengaluru, Karnataka, IndiaNo salary listedIn-person

About the Job

Requirements

  • CA, Company Secretary, Master of Business Administration, or an equivalent professional qualification.
  • Four to five years of relevant experience in the securities market; experience in Asset Management or Portfolio Management Services is preferred.
  • Strong understanding of applicable regulatory frameworks, compliance monitoring, and risk control processes.

Responsibilities

  • Ensure compliance with applicable Portfolio Management Services regulations, including onboarding, online offerings, approval workflows, advertising, segregation of activities, and monitoring investment and operational compliance.
  • Manage compliance requirements related to the distribution of financial products and wealth management services.
  • Oversee compliance for app- and web-based offerings, including the Digital Personal Data Protection framework and other applicable regulations.
  • Monitor the establishment and functioning of Risk Control and Internal Audit functions, ensuring effective regulatory checks and controls.
  • Manage Anti-Money Laundering compliance, transaction surveillance, and related monitoring activities.

Desired Qualifications

  • Experience in Asset Management or Portfolio Management Services.

About the Company

Groww

Online investment platform for diversified assets

Groww is a financial services platform in India that offers a range of investment options, including mutual funds, stocks, US stocks, ETFs, IPOs, and futures and options. It provides a secure, user-friendly environment for individual investors to buy, hold, and diversify their investments. The platform does not give investment advice; instead, it presents objective information about available products and their fees, helping users compare options. Transactions are processed through the BSE Star MF system for safety, with funding options including SIPs or lump-sum purchases via Netbanking across supported banks. Groww emphasizes transparency around costs and enables diversification through a wide selection of instruments and mutual fund portfolios, which can be tailored by the investor or by a recommended expert. Its goal is to empower people to build diversified investment portfolios and reach their financial objectives with easy-to-use tools, clear pricing, and secure transactions.

Company size
1,001-5,000
Company stage
IPO
Headquarters
Bengaluru, India
Founded
2017

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