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Trading212

Commission-free trading platform for retail investors

Senior Compliance Officer

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timeBerlin, GermanyNo salary listedHybrid

About the Job

Requirements

  • Proven experience in compliance, with a track record of driving operational excellence within a MiFID-regulated firm.
  • Educated to degree level in Law, Finance, Business, or a related field.
  • Professional proficiency in English.
  • At least five years of experience in a compliance-focused role, with exposure to senior responsibilities.
  • Strong understanding of regulatory compliance frameworks and guidelines, particularly those relevant to BaFin.
  • Experience working in international environments and coordinating across different time zones using digital tools.

Responsibilities

  • Ensure operational excellence in all relevant compliance areas while aligning with BaFin’s regulatory guidelines.
  • Provide expert compliance advice on current and future products, services, and overarching compliance topics such as product governance, vulnerable customers, conflict of interest, outsourcing, and conduct risk.
  • Support and drive compliance projects, collaborating with cross-functional teams to deliver results within agreed timelines.
  • Oversee the financial promotions review process, ensuring all materials meet regulatory standards.
  • Maintain and update compliance policies and procedures, ensuring effective implementation across the organization.
  • Build and manage relationships with internal stakeholders, offering tailored compliance guidance to support business objectives.
  • Collaborate with the Legal team to manage regulatory interactions, including the relationship with BaFin.

Desired Qualifications

  • German language skills are considered a strong advantage.

About the Company

Trading212

Commission-free trading platform for retail investors

Trading212 provides an online trading platform for individual investors to buy and trade a wide range of financial instruments, including stocks, ETFs, and commodities. Its main product features a user-friendly web and mobile experience, with an emphasis on commission-free trading and tools like ‘investment pies’ that let users create diversified portfolios easily. Users fund accounts, place trades, and can earn interest on uninvested cash. The platform generates revenue from cash balances, premium features, and spreads on trades. Compared with others, Trading212 differentiates itself with its simple interface, the investment pies diversification tool, and a focus on retail investors in Europe and the UK, backed by reliable customer service. Its goal is to make investing accessible and affordable for everyday investors by providing a straightforward, low-cost platform for managing portfolios and growing wealth over time.

Company size
1,001-5,000
Company stage
Late Stage VC
Total funding
$28.7M
Headquarters
London, United Kingdom
Founded
2003

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