Senior Compliance Officer
Trading212
Senior Compliance Officer
Trading212
Commission-free trading platform for retail investors
We reinvent how trading and investing work by creating exceptional products people love.
Fostering a culture of excellence and high velocity is the key to our success.
Over the past few years, our client base has grown to over 5 million, and client assets have grown to over €30 billion.
We're now expanding into Germany and strengthening our Compliance Team to uphold the company's commitment to integrity and regulatory adherence.
Ensure operational excellence in all relevant compliance areas while aligning with BaFin’s regulatory guidelines.
Provide expert compliance advice on current and future products, services, and overarching compliance topics such as product governance, vulnerable customers, conflict of interest, outsourcing, and conduct risk.
Support and drive compliance projects, collaborating with cross-functional teams to deliver results within agreed timelines.
Oversee the financial promotions review process, ensuring all materials meet regulatory standards.
Maintain and update compliance policies and procedures, ensuring effective implementation across the organization.
Build and manage relationships with internal stakeholders, offering tailored compliance guidance to support business objectives.
Collaborate with the Legal team to manage regulatory interactions, including the relationship with BaFin.
Proven experience in compliance, with a track record of driving operational excellence within a MiFID-regulated firm.
Educated to degree level in Law, Finance, Business, or a related field.
Professional proficiency in English, with German language skills considered a strong advantage.
At least five years of experience in a compliance-focused role, with exposure to senior responsibilities.
Strong understanding of regulatory compliance frameworks and guidelines, particularly those relevant to BaFin.
Exceptional organizational skills, with the ability to take ownership and deliver under pressure.
Experience working in international environments, coordinating across different time zones using digital tools.
Challenges that will help you grow and realise your potential really fast
Opportunity to make a big impact - you will build innovative services used by millions of investors to build wealth
Work with smart, spirited, helpful, high-performing colleagues with a common goal
An environment where nothing is set in stone
Appreciation for your talent and ideas
Generous remuneration package
Bring your ambition to Europe’s fastest-growing mobile broker!
We thank all applicants, but only candidates selected for interview will be contacted. All personal data of applicants is protected by law and treated with strict confidentiality.
Commission-free trading platform for retail investors
Trading212 provides an online trading platform for individual investors to buy and trade a wide range of financial instruments, including stocks, ETFs, and commodities. Its main product features a user-friendly web and mobile experience, with an emphasis on commission-free trading and tools like ‘investment pies’ that let users create diversified portfolios easily. Users fund accounts, place trades, and can earn interest on uninvested cash. The platform generates revenue from cash balances, premium features, and spreads on trades. Compared with others, Trading212 differentiates itself with its simple interface, the investment pies diversification tool, and a focus on retail investors in Europe and the UK, backed by reliable customer service. Its goal is to make investing accessible and affordable for everyday investors by providing a straightforward, low-cost platform for managing portfolios and growing wealth over time.
Explore more opportunities at Trading212