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Barclays

Wealth management services for UK clients

Vice President Regulatory Reporting

Regulatory Compliance & EthicsPosted on Nov 9
Full-timePune, Maharashtra, IndiaNo salary listed

About the Job

Requirements

  • Ability to assess evolving regulatory reporting requirements and translate them into actionable business and technology solutions.
  • Ability to establish data lineage, traceability, and controls, using automation and advanced analytics to mitigate risk.
  • Ability to lead testing, including user acceptance testing, production parallel testing, and post-release testing, to validate reporting capabilities, control effectiveness, and regulatory compliance.
  • Knowledge of risk and controls, change and transformation, business acumen, strategic thinking, digital technology, and job-specific technical skills.

Responsibilities

  • Support business areas with day-to-day processing, reviewing, reporting, trading, and issue resolution.
  • Collaborate with teams across the bank to align and integrate operational processes.
  • Identify areas for operational process improvement and provide recommendations.
  • Develop and implement operational procedures and controls to mitigate risks and maintain operational efficiency.
  • Develop reports and presentations on operational performance and communicate findings to internal senior stakeholders.
  • Identify industry trends and developments and implement best practices in banking operations.
  • Participate in projects and initiatives to improve operational efficiency and effectiveness.
  • Support the firm’s regulatory reporting, manage regulatory risks, investigate and remediate reporting issues, and continuously enhance the reporting control framework.
  • Act as a subject matter expert, partnering with Compliance, Legal, Front Office, Technology, Data, and Operations to ensure regulatory obligations are understood, operationalized, and delivered in a controlled and sustainable manner.
  • Lead the assessment and application of evolving regulatory reporting requirements, translating them into actionable business and technology solutions.
  • Champion data lineage, traceability, and control environments, leveraging automation and advanced analytics to mitigate risk.
  • Lead comprehensive testing, including user acceptance, production parallel, and post-release testing, to validate reporting capabilities and control effectiveness as well as regulatory compliance.
  • Collaborate with Technology, Compliance, Legal, and other cross-functional teams to deliver sustainable, audit-ready solutions.
  • Produce and escalate management information for senior management oversight.
  • Contribute to or set strategy, drive requirements, and make recommendations for change; plan resources, budgets, and policies; manage and maintain policies and processes; deliver continuous improvements; and escalate policy or procedure breaches.
  • Advise key stakeholders, including functional leadership teams and senior management, on functional and cross-functional impact and alignment.
  • Manage and mitigate risks through assessment in support of control and governance.
  • Demonstrate leadership and accountability for managing risk and strengthening controls in relation to the work the team does.
  • Apply understanding of organizational functions to contribute to business goals and collaborate with other work areas to stay informed about business activity and strategies.
  • Develop solutions through sophisticated analytical thought, comparing and selecting complex alternatives; analyze and interpret information to define problems and develop innovative solutions.
  • Use extensive research in problem-solving processes.
  • Build and maintain trusting relationships and partnerships with internal and external stakeholders to accomplish business objectives, using influencing and negotiating skills to achieve outcomes.

Desired Qualifications

  • Deep knowledge of financial services laws, rules, and regulations.
  • Expertise in regulatory reporting, data controls, and testing methodologies.
  • Ability to interpret and operationalize complex regulatory change.
  • Strong cross-functional collaboration, especially with Technology and Compliance.

About the Company

Barclays

Wealth management services for UK clients

Barclays Wealth Management helps UK clients manage and grow their wealth through a regional network of financial experts. It delivers personalized advice and services—such as investment management, financial planning, and estate and trust planning—tailored to each client’s goals, risk tolerance, and time horizon, with support from Barclays’ broader resources. What sets it apart is the combination of local, face-to-face guidance with the scale and range of a large UK bank, offering access to a wide array of financial products and research. The goal is to help clients preserve and grow their wealth over the long term by providing comprehensive, advisor-led guidance aligned with individual financial objectives.

Company size
10,001+
Company stage
IPO
Headquarters
London, United Kingdom
Founded
1690

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