Full-Time

Senior Associate

Compliance & Control, Risk & Regulatory Compliance

Posted on 8/15/2025

The Bank of New York Mellon

The Bank of New York Mellon

10,001+ employees

Global financial services with asset management

No salary listed

Chennai, Tamil Nadu, India

In Person

Category
Legal & Compliance (1)
Required Skills
Word/Pages/Docs
Fixed Income Securities
Data Analysis
Excel/Numbers/Sheets
Requirements
  • Excellent academics with degree from a reputed institute.
  • Minimum 7, preferably 9+ years or more of rule coding experience on Charles River (rule coding on V20 or above of CRD is preferred).
  • Relevant experience in monitoring pre & post trade compliance on Charles River or another similar Order Management System
  • Good communication & analytical skills to resolve hands on problems
  • Advanced knowledge of Microsoft Word, Power Point and Excel and the ability to build reports to enable the extraction and analysis of data sets
  • Strong understanding of fixed income securities – including derivatives
  • Strong ownership of role and responsibilities
Responsibilities
  • Handle Pre & Post trade alerts, Guideline coding and Guideline drafting reviews within Charles River.
  • Monitor post trade batch alerts daily and provide notification to front office and other business groups in a timely manner.
  • Ensure all new mandates/amendments are coded into Charles River within the agreed time limit with a high level of accuracy.
  • Work closely with the Fund Managers and Client Directors to ensure that coding has been accurately interpreted and signed off within the appropriate time limit.
  • Ensure client guideline queries from across the business are answered in a timely and accurate manner.
  • Oversight of post trade monitoring ensuring incidents are proactively escalated and recorded in the relevant systems.
  • Produce monthly and quarterly compliance attestations and ensure the attestations are produced within the required deadlines.
  • Support the fund managers with ad-hoc queries related to pre-trade warnings generated by the compliance systems.
  • Continuously engage with IT to evolve systems, assisting and taking the lead in Guideline related projects.
  • Work closely with Fund Management and the Client Services team in the review of guidelines – ensuring that amendments can be coded into the compliance systems and standardizing the format of guidelines across the U.S. business.
  • Proactively devise ways to reduce operational risk to the business and to increase the efficiency of processes.
The Bank of New York Mellon

The Bank of New York Mellon

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BNY Mellon combines traditional asset management, custody, and investment services with digital capabilities. It is building a multi-asset digital platform that links cryptocurrencies and tokenized securities with conventional financial systems, serving individuals, corporations, and institutional clients. Pershing X expands digital capabilities to improve client experiences; the firm earns fees, commissions, and interest income. By integrating ESG factors and partnering with Citi and Verizon, it aims to connect digital innovation with secure, scalable financial services.

Company Size

10,001+

Company Stage

IPO

Headquarters

Town of East Hampton, New York

Founded

1784

Simplify Jobs

Simplify's Take

What believers are saying

  • Q1 2026 revenue surged 13% to $5.41B with 42% EPS growth to $2.24.
  • Over 200 AI solutions deployed boost productivity on $4B tech budget.
  • Digital custody expands to UAE and Singapore Gulf Bank for crypto clients.

What critics are saying

  • Deposit normalization compresses net interest income 15-25% within 12-24 months.
  • CET1 ratio at 11% limits buybacks as risk-weighted assets rise.
  • AI ROI delays strand $400M-$800M annually, compressing margins 200-400bps.

What makes The Bank of New York Mellon unique

  • BNY Mellon launched industry's first multi-asset digital custody platform in 2022.
  • BNY integrates bitcoin, ether custody with $59T traditional assets as G-SIB.
  • BNY partners Goldman Sachs for tokenized MMF ownership on blockchain since 2025.

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Benefits

Health Insurance

Paid Vacation

Paid Sick Leave

Paid Holidays

Flexible Work Hours

Remote Work Options

Company News

The Star
May 7th, 2026
BNY Mellon boosts Strategy stake to 1M shares worth $187M

The Bank of New York Mellon has acquired an additional 101,810 shares of Strategy for approximately $18.7 million, bringing its total holdings to one million shares valued at around $187.2 million at current market prices. The institution, which manages approximately $2.1 trillion in assets, joins a growing number of large organisations establishing significant positions in Strategy as a means of gaining Bitcoin exposure.

Yahoo Finance
Apr 14th, 2026
Bank of New York Mellon Q1 earnings forecast at $1.93 per share, up 22% year-on-year

The Bank of New York Mellon is expected to report quarterly earnings of $1.93 per share, up 22.2% year-over-year, with revenues forecast at $5.15 billion, a 7.5% increase. The consensus EPS estimate has been revised down 0.5% over the past 30 days. Analysts project total interest-earning assets at $390.81 billion, compared to $354.69 billion last year. Book value per share is expected to reach $58.50, up from $52.82 previously. The Tier 1 capital ratio is forecast at 15.4%, versus 14.7% a year ago. Net interest revenue is projected at $1.32 billion, compared to $1.16 billion in the prior-year quarter. Nonperforming assets are expected to decline to $191.31 million from $213 million last year.

Yahoo Finance
Apr 7th, 2026
BNY Mellon partners with Singapore Gulf Bank to power 24/7 USD clearing for crypto clients

Bank of New York Mellon has partnered with Singapore Gulf Bank, adding the firm to its correspondent banking network and providing access to its Fixed Income Brokerage platform. The deal enables SGB's crypto-native clients to access 24/7 US dollar clearing, money market funds and Treasury bills, bridging digital assets with traditional fixed income. The partnership highlights BNY's growing role in tokenised finance infrastructure, following the bank's recent Digital Asset Summit appearance where its CEO outlined positioning around tokenisation and digital custody. However, analysts view the development as incremental rather than a major near-term catalyst. BNY's narrative projects $23.2 billion revenue and $6.4 billion earnings by 2029, requiring 5% annual revenue growth. Fair value estimates range from $118.67 to $133.83 per share.

Yahoo Finance
Apr 6th, 2026
Strategy buys $330M in bitcoin despite $14.5B unrealized Q1 loss

Strategy has purchased approximately $330 million worth of Bitcoin between 1 April and 5 April, the company disclosed, even as it reported a $14.5 billion unrealised loss in the first quarter due to Bitcoin's price decline. Bank of New York Mellon has been designated by the US Department of the Treasury as a financial agent for the Trump Accounts programme for newborns. BNY Mellon has partnered with Robinhood, which will serve as brokerage and initial trustee for the accounts. US stocks climbed on Monday as oil prices dropped amid cautious optimism for de-escalation in Middle East hostilities. Iran and the US have reportedly received a Pakistan-prepared plan for ending attacks, according to Reuters.

Yahoo Finance
Apr 6th, 2026
Treasury taps Robinhood and BNY Mellon to launch Trump Accounts app for youth investing

The US Department of the Treasury has named BNY Mellon as the official financial agent for its Trump Accounts programme, with Robinhood joining as a key partner. BNY Mellon will manage initial accounts and help develop a dedicated mobile application for families to access funds. Robinhood will provide brokerage services and act as initial trustee for the accounts. The secure, white-label platform will remain under full government control whilst emphasising usability and security for first-time users. The initiative aims to expand access to structured savings and investment accounts for younger Americans as part of broader financial inclusion efforts. The Treasury will maintain strict oversight, including performance standards and regulatory compliance. Details on eligibility and funding mechanisms are still emerging.

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