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BNY

Safeguards and moves assets for investors

Senior Vice President Supervision and Conduct Controls Group Lead - Global Asset Safety

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timeManchester, UKNo salary listedIn-person

About the Job

Requirements

  • A bachelor's degree or equivalent combination of education and work experience is required.
  • A minimum of two years of client asset sourcebook experience is required.
  • Good knowledge of the regulatory framework is required.
  • Excellent technical ability is required.
  • A banking operations background is required.
  • Knowledge and understanding of risk, regulatory, and compliance frameworks are required.

Responsibilities

  • Manage a specialized team responsible for supporting Operations and Lines of Business with adherence to regulatory and policy requirements related to the safety of client assets.
  • Manage the performance of assigned staff, coach team members, and provide guidance on project management.
  • Provide expert oversight and challenge on client asset risks.
  • Lead the identification, assessment, and resolution of control issues.
  • Support strategic initiatives to improve operational resilience and control effectiveness.

Desired Qualifications

  • An advanced degree is preferred.
  • Management and leadership experience is preferred.

About the Company

BNY

Safeguards and moves assets for investors

BNY safeguards financial assets and runs investment services for institutions, investment firms and wealthy clients around the world. Its custody business keeps clients' securities safe and handles the records and transactions needed to administer investment funds. Banks and brokers use its systems to settle trades, manage collateral and send payments, while its investment and wealth businesses manage portfolios and advise clients. It earns servicing and management fees as well as interest on loans and securities funded by client deposits. BNY traces its roots to the Bank of New York, founded by Alexander Hamilton in 1784, and is headquartered in New York City.

Company size
10,001+
Company stage
IPO
Headquarters
New York City, New York
Founded
1784

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