Full-Time

AML Quality Assurance Sr. Specialist

Confirmed live in the last 24 hours

SoFi

SoFi

1,001-5,000 employees

Offers comprehensive digital financial services

Financial Services
Data & Analytics
Venture Capital

Senior

United States

Required Skills
Quality Assurance (QA)
Requirements
  • Bachelor’s Degree from a four-year college or university in a related field
  • 4-6 years of experience in the finance industry focusing on quality assurance for AML transaction monitoring, internal/external investigations, and KYC functions
  • Demonstrated ability to communicate effectively with all levels of the organization and across different business lines
  • Excellent working knowledge of AML/BSA laws and regulations relative to money laundering and terrorist financing and the ability to apply this knowledge in assessing transaction activity
Responsibilities
  • Conduct quality assurance reviews on transaction monitoring and customer due diligence
  • Analyze completed cases to ensure that analysis is completed and all required and relevant documentation supporting each review is provided
  • Review cases related to the disposition of adverse media alerts to ascertain whether they are correctly determined
  • Collaborate with the AML Team to provide feedback as appropriate and ensure any corrective actions required are completed
  • Participate in the development and implementation of procedures and objectives for the QA function
  • Identify training needs based on themes identified through the case reviews
  • Conduct research utilizing available systems, databases, and the internet, consistent with the resolution of investigations

SoFi offers a range of modern financial products and services, utilizing innovative technologies to support borrowing, saving, spending, investing, and financial protection, enabling financial independence and goal attainment. The company leverages technology to provide comprehensive financial solutions, focusing on innovative methods to support its offerings.

Company Stage

IPO

Total Funding

$6.2B

Headquarters

San Francisco, California

Founded

2011

Growth & Insights
Headcount

6 month growth

0%

1 year growth

0%

2 year growth

9%

Benefits

You’re taken care of. SoFi employees receive comprehensive health, vision, dental, life insurance, and disability benefits—as well as flexible time off, fitness, fertility, and family planning options.

Realize your ambitions. We want to help our employees achieve financial freedom, just like our members. That’s why we contribute $200 per month toward your student loans to help pay down your debt—plus free financial classes.

Never stop learning. We offer frequent training, mentorship opportunities, and leadership programs to develop our people. We also cover tuition costs for approved programs, up to $5,250 per year.