Full-Time

Principal Audit Associate

Posted on 10/8/2024

Capital One

Capital One

10,001+ employees

Offers diverse financial products and services

Fintech
Financial Services

Junior, Mid

Company Historically Provides H1B Sponsorship

Nottingham, UK

Hybrid working model: 3 days in Nottingham office (Tuesdays, Wednesdays, Thursdays), work from home on Mondays and Fridays.

Category
Auditing
Accounting
Required Skills
Data Analysis
Requirements
  • Proven history of operating with a high degree of independence and contributing to the delivery of internal or external audit
  • Proven skills in assessing business risks and the ability to identify, design, execute risk-based testing
  • A relevant qualification (ACCA, ACA, CIMA, IIA or equivalent) and at least one year of post qualification experience
  • You embrace change, have an inquisitive mind, test assumptions, and challenge conventional thinking
  • You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit’s value proposition
  • You’re a firm believer that a rich understanding of data, innovation, and technology will only make you a better auditor
  • You create energy and an environment that fosters trust, collaboration, and belonging, making it easy to attract, hire, and retain top talent
Responsibilities
  • Gain a full understanding of the International Card businesses (i.e. UK and Canada Card, including limited travel)
  • Own risk assessments of business processes and develop risk-based audit test plans
  • Demonstrate an analytical mindset to identify opportunities to perform enhanced data analytics testing for greater assurance coverage
  • Own the delivery of control testing for International Card engagements
  • Supervise others to execute high quality testing in line with audit methodology
  • Operate independently to ensure work is completed to schedule and meets our high-quality standards
  • Own the communication of issues, risks and recommendations to all levels of management, including drafting report ready issue language
  • Proactively follow up on agreed audit actions to ensure management delivers their commitments within the agreed timescales
  • Develop and nurture strong and effective working relationships with key business partners and the wider Audit group
  • Proactively seek out learning opportunities to enhance skills and competencies related to role
  • Contribute to department wide initiatives

Capital One offers a range of financial services, including credit cards, savings accounts, car loans, and business checking accounts, primarily in the United States. The company focuses on user-friendly banking solutions with no fees or minimums for checking accounts, making it easier for customers to manage their finances. Capital One differentiates itself by emphasizing financial inclusion and literacy, partnering with organizations to provide educational resources. Their goal is to make banking more accessible and straightforward for everyone.

Company Stage

IPO

Total Funding

$15.9M

Headquarters

McLean, Virginia

Founded

2014

Simplify Jobs

Simplify's Take

What believers are saying

  • Partnership with Minna Technologies positions Capital One as a leader in subscription management.
  • Collaboration with Worldpay enhances payment security, addressing payment fraud concerns.
  • Recognition by HITEC as 2024 Corporation of the Year boosts brand reputation.

What critics are saying

  • Increased competition in subscription management may dilute Capital One's first-mover advantage.
  • Key executive departures, like Joe Rodriguez, could impact risk management capabilities.
  • Focus on mobile banking may attract regulatory scrutiny over data privacy and security.

What makes Capital One unique

  • Capital One offers user-friendly banking with no fees or minimums for checking accounts.
  • The company emphasizes financial inclusion through community partnerships and philanthropic efforts.
  • Capital One's mobile app provides innovative subscription management tools for credit card users.

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Benefits

Medical, Dental, & Vision coverage

Onsite Health Centers

Prescription saving with network of local pharmacies

Stock Purchase Plan

Education Assistance

401(k)

Flexible Spending Accounts

Life and Disability insurance

Generous paid time off + corporate & floating holidays

Registered dieticians on site, cooking classes and free virtual fitness classes

Employee Assistance Program

INACTIVE