V

Vise

AI-driven asset management platform for advisors

Compliance Officer

Full-Time
$110k - $130k/yr+ Equity
Mid
Bachelor's
New York, NY, USA
In Person

About the job

Requirements
  • Bachelor’s Degree (finance, accounting, economics, legal preferred, but not required)
  • 2–4 years of experience in a compliance role within the financial services or fintech industry
  • Strong understanding of the Investment Advisers Act of 1940 and related SEC rules
  • Familiarity with regulatory filings (Form ADV, Rule 13F Reports, etc.)
  • Highly organized with strong attention to detail and documentation
  • Excellent written and verbal communication skills
  • Proactive, resourceful, and eager to learn
  • Ability to work independently and in a fast-paced, collaborative environment
  • Experience drafting and updating policies and procedures
Responsibilities
  • Assist in the execution and ongoing improvement of Vise’s compliance program, including monitoring, testing, and reporting activities
  • Participate in the annual and as-needed updating of Vise’s Compliance Manual and Code of Ethics, among other documents
  • Conduct reviews of the firm’s employees’ electronic communications and Code of Ethics reporting
  • Perform ongoing compliance monitoring and testing across key regulatory areas (e.g., marketing rule, best execution, conflicts, fees and billing, information security, etc.)
  • Support the CLO in managing regulatory inquiries and examinations
  • Review and approve marketing and other communications with the public
  • Execute regulatory filings, including Form ADV amendments and Rule 13 filings
  • Coordinate and conduct initial and annual compliance training sessions
  • Attend regular and ad-hoc meetings with the CLO and third-party compliance consultant
  • Help ensure adherence to applicable SEC regulations and other regulatory requirements
  • Conduct periodic reviews of business practices and marketing materials
  • Maintain accurate records and documentation to support regulatory audits and internal assessments
  • Support the onboarding and due diligence process for new clients and advisors
  • Monitor and respond to compliance-related inquiries from internal teams and external partners
  • Collaborate cross-functionally with Sales, Operations, Product, and Engineering teams to support compliance integration into business activities
  • Stay up to date on industry regulations, enforcement actions, and best practices
  • Support the diligence and ancillary legal tasks and responsibilities for the Compliance function
Desired Qualifications
  • Familiarity with compliance tools and systems is a plus (e.g., Global Relay, ComplianceAlpha, etc.)

About the company

Vise provides an AI-powered asset management platform for financial advisors. It helps advisory firms create and manage personalized client portfolios, automating tasks like portfolio rebalancing and risk assessment to save time and reduce costs. The platform is subscription-based and scalable, serving both small firms and larger enterprises. By handling routine and complex portfolio management with technology, Vise enables advisors to focus more on client relationships and strategic planning. Compared with traditional wealth management tools, Vise differentiates itself through AI-driven automation, a scalable pricing model, and a focus on delivering better investment outcomes. The company's goal is to become the asset manager of the future by offering technology-driven, personalized portfolios across asset classes.

Company Size

51-200

Company Stage

Series C

Total Funding

$126.5M

Headquarters

New York City, New York

Founded

2016

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Simplify's Take

What believers are saying

  • July 2026 Vise reported 100+ firms, 135,000+ accounts, and over $100 billion assets.
  • September 2026 Bitwise expands Vise distribution into adviser crypto model portfolios.
  • August 2026 Vise leased 11,949 square feet at 50 Ninth Avenue, signaling growth.

What critics are saying

  • 2023 reports said Vise lost Manhattan West after fixed-income and alternatives gaps.
  • Vise cut more than 20 employees in 2021; execution failures damaged trust.
  • If asset managers bypass Vise with proprietary software, its platform economics collapse.

What makes Vise unique

  • Vise unifies personalization, rebalancing, and tax management in one advisor workflow.
  • July 2026 Alpha Architect partnership adds customizable, tax-optimized strategies inside Vise.
  • September 2026 Bitwise rollout embeds crypto models alongside equities, bonds, and alts.

Help us improve and share your feedback! Did you find this helpful?

Benefits

Comprehensive health plans

401(k) savings plan

Flexible PTO

Parental Leave

Wellness Reimbursement

Learning & Development

Growth & Insights and Company News

Headcount

6 month growth

↑ 0%

1 year growth

↑ 1%

2 year growth

↑ 2%
Bitcoinist
Sep 26th, 2026
Bitwise and Vise bring crypto model portfolios to financial advisors.

Bitwise and Vise bring crypto model portfolios to financial advisors. Trusted Editorial content, reviewed by leading industry experts and seasoned editors. Ad Disclosure * Bitwise and Vise have launched diversified crypto model portfolios for financial advisers using the Vise platform. * Vise says its network covers more than 135,000 accounts and over $140 billion in platform assets. * Crypto allocations can now sit inside the same portfolio-management, rebalancing and tax framework as equities, bonds and alternatives. **ID:** B25-08 **Site:** Bitcoinist **Status:** READY **Author:** Bitcoinist Editorial Team **Focus Keyword:** Bitwise **Image Keyword:** Fund **Primary Source:** https://bitwiseinvestments.com/newsroom Crypto stops being A separate portfolio. That is the main selling point. Crypto allocations have often been managed in isolation. An adviser may hold a Bitcoin ETF or another digital-asset product for a client, but the position can sit outside the normal process used to rebalance stocks, bonds and alternative investments. Vise wants to remove that separation. The Bitwise models can be placed inside the same household portfolio as equities, fixed income and other assets. From there, Vise handles ongoing allocation, rebalancing and tax-management work alongside the rest of the account. Bitwise provides the crypto research and model construction. Vise provides the adviser-facing portfolio infrastructure. The platform says it supports more than 135,000 accounts across wealth-management firms representing over $140 billion in platform assets. Bitwise says it manages more than $9 billion in client assets. Model portfolios could make crypto easier to scale across adviser books. Model portfolios are already common in traditional wealth management. Instead of every adviser independently selecting and weighting individual funds, a model provides a standardized allocation that can then be adjusted around client risk and objectives. Bitwise is applying that structure to crypto-themed exchange-traded products. That potentially makes digital-asset exposure easier for advisers to manage across hundreds or thousands of client accounts. The timing matters. Third-party model portfolio assets have grown rapidly, while spot crypto ETFs have given advisers regulated products that fit far more naturally into existing brokerage infrastructure. The remaining problem is portfolio integration. A Bitcoin or Ethereum allocation still needs sizing, monitoring and rebalancing. Bitwise and Vise are essentially trying to turn that work into another routine part of portfolio management. That is a quieter form of crypto adoption than somebody opening an exchange account. It may also be the version that reaches far more conventional investors. *This article was written by the News Desk and edited by [Samuel Rae](https://bitcoinist.com/author/samuelrae/).* Editorial Process for bitcoinist is centered on delivering thoroughly researched, accurate, and unbiased content. Bitcoinist uphold strict sourcing standards, and each page undergoes diligent review by its team of top technology experts and seasoned editors. This process ensures the integrity, relevance, and value of its content for its readers. For updates and exclusive offers enter your email. I consent to my submitted data being collected and stored.

Associated Press
Jul 23rd, 2026
Vise and Alpha Architect partner to deliver AI-powered custom portfolios to RIAs

Vise, an AI-powered wealth management platform, has partnered with quantitative asset manager Alpha Architect to deliver personalised, tax-optimised portfolios to registered investment advisors (RIAs). The collaboration allows advisors to deploy Alpha Architect's investment strategies whilst tailoring them to individual clients' needs, including concentrated positions and tax circumstances. Advisors can now manage these customised portfolios alongside clients' other assets within a single integrated system. The platform handles model selection, portfolio construction, continuous rebalancing, and daily tax management in one workflow. As of July 2026, Vise holds more than $100 billion in platform assets across over 100 advisory firms and 135,000 accounts. The company plans to add more asset managers to its platform, expanding the library of strategies available for personalisation.

ETFDailyNews.com
Sep 21st, 2025
Wealth Enhancement Advisory Services LLC Has $23.43 Million Stock Position in Cheniere Energy, Inc. $LNG

Brighton Jones LLC acquired a new stake in Cheniere Energy in the fourth quarter worth about $335,000.

Capital Riesgo
Oct 6th, 2023
De La Planificación Patrimonial A La Planificación Integral

En los últimos años hemos asistido a un aumento de la inversión en empresas que innovan en la planificación financiera de los principales acontecimientos de la vida. Se han invertido miles de millones de dólares en este sector, y es justo decir que la inversión está dando sus frutos en términos de innovación. Los roboadvisors han utilizado la tecnología para mejorar la inversión y la planificación financiera personalizadas, empresas como Moonfare han contribuido a democratizar el acceso a los mercados privados y hay un auge de empresas especializadas en gestionar mejor la deuda y los préstamos estudiantiles. Pero un área que va a la zaga es la planificación patrimonial. Tal vez no sea de extrañar: a nadie le gusta planificar lo inevitable, aunque los argumentos son ahora más convincentes que nunca. En 2030, 1 de cada 6 personas tendrá 60 años o más, con lo que la población mundial de mayores de 60 años pasará de 1.000 millones en 2020 a 1.400 millones en sólo 10 años

VentureBeat
Sep 29th, 2023
Vise Intelligence Is A New Ai To Assist — Not Replace — Financial Advisors

VentureBeat presents: AI Unleashed - An exclusive executive event for enterprise data leaders. Network and learn with industry peers. Learn More. Of all the industries rushing to embrace generative AI, it seems odd that we haven’t heard — nor reported more on fintech, and more specifically, financial advisors. But here comes Vise to buck the trend. The seven-year-old New York City fintech former unicorn co-founded by two (at the time) 16-year-olds suffered a bout of bad press over the last several years, losing 35% of its assets under management (AUM) in a matter of months, only to see Business Insider reporting on the departure of its largest client, Manhattan West, and the loss of more than 100 employees since its start, through attrition and layoffs