Full-Time

Principal Auditor – Experienced Senior Auditor

Financial Crimes Compliance, Fcc

Confirmed live in the last 24 hours

Capital One

Capital One

10,001+ employees

Offers diverse financial products and services

Fintech
Financial Services

Compensation Overview

$118.7k - $135.4kAnnually

+ Performance-based incentive compensation + Cash bonuses + Long-term incentives

Senior

No H1B Sponsorship

Plano, TX, USA + 3 more

More locations: McLean, VA, USA | Richmond, VA, USA | New York, NY, USA

Hybrid role requiring 2-3 days per week in-person at one of the listed offices.

Category
Auditing
Forensic Accounting
Accounting
Required Skills
Financial analysis
Data Analysis
Requirements
  • Bachelor's Degree or military experience
  • At least 3 years of experience in auditing
  • At least 3 years of experience in accounting
  • At least 3 years of experience in financial analysis
  • At least 3 years of experience in compliance
  • At least 3 years of experience in Anti-Money Laundering
  • At least 3 years of experience in Fraud or Sanctions, or a combination
  • Certified Fraud Examiner (CFE), Certified Anti-Money Laundering Specialist (CAMS), or Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), or relevant certification
  • 4+ year of experience in banking, in the financial services industry, in a professional services firm serving clients in large banks, or a combination
  • 1+ years of experience performing data analysis in support of internal auditing
Responsibilities
  • Participate in major components of business units and lead small to medium size BSA / AML, Sanctions, and Fraud Compliance audits.
  • Perform risk assessments of business activities and perform relevant testing based on the risks and processes associated with the area being audited.
  • Assist in communicating issues, risks and recommendations to all levels of management.
  • Operate independently and ensure work is completed to schedule and meets our high-quality standards.
  • Develop and maintain strong and effective working relationships with key business partners and the extended Audit group.
  • Leverage available data and analytical tools during the planning and fieldwork phases of audit delivery.
  • Proactively follow-up on agreed audit actions to ensure management delivers their commitments within the agreed timescales.
  • Proactively seek out learning opportunities to enhance skills and competencies related to role.

Capital One provides a variety of financial services aimed at making banking accessible and easy for everyone. The company offers products such as credit cards, savings accounts, car loans, and business checking accounts, catering to both individual consumers and small businesses primarily in the United States. Capital One's approach includes user-friendly banking solutions with no fees or minimums for checking accounts, allowing customers to manage their finances more effectively. They generate revenue through interest on loans, credit card fees, and investment banking services. What sets Capital One apart from its competitors is its strong commitment to financial inclusion and literacy, demonstrated through community partnerships and educational initiatives, such as collaborations with Khan Academy. The company's goal is to create a more inclusive financial system while providing comprehensive support and resources to help customers make informed financial decisions.

Company Stage

IPO

Total Funding

$15.9M

Headquarters

McLean, Virginia

Founded

2014

Simplify Jobs

Simplify's Take

What believers are saying

  • Partnership with Worldpay enhances payment security and efficiency for merchants.
  • Recognition as HITEC Corporation of the Year boosts brand reputation and attracts talent.
  • Investment by Aigen Management indicates confidence in Capital One's financial stability.

What critics are saying

  • Increased competition in subscription management tools may dilute Capital One's advantage.
  • Over-reliance on partnerships could limit internal technological innovation.
  • Departure of key personnel like Joe Rodriguez may affect risk management expertise.

What makes Capital One unique

  • Capital One offers user-friendly banking with no fees or minimums for checking accounts.
  • The company partners with Minna Technologies for subscription management tools in its app.
  • Capital One emphasizes financial inclusion through community partnerships and educational initiatives.

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Benefits

Medical, Dental, & Vision coverage

Onsite Health Centers

Prescription saving with network of local pharmacies

Stock Purchase Plan

Education Assistance

401(k)

Flexible Spending Accounts

Life and Disability insurance

Generous paid time off + corporate & floating holidays

Registered dieticians on site, cooking classes and free virtual fitness classes

Employee Assistance Program