Principal Senior DevOps Engineer
MyComplianceOffice
Principal Senior DevOps Engineer
MyComplianceOffice
Conduct-risk compliance management platform
Conduct-risk compliance management platform
MyComplianceOffice provides a subscription-based compliance platform for financial services firms to manage conduct risk. The platform centralizes data from employees, transactions, and third parties and offers modules such as Know Your Employee (KYE), Know Your Transaction (KYT), and Know Your Third Parties (KYTP), usable as an integrated suite or standalone. It monitors personal trading, gifts, outside business activities, trade surveillance and information handling, and vendor due diligence, with features like an Employee Compliance Calendar and Legal Hold to support governance. Growth comes from acquisitions (Schwab Compliance Technologies, Fairwords, Pythagoras Solutions) to expand capabilities, and the goal is a scalable, unified system that reduces silos and improves oversight across people, trades, and vendors.
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