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BNY

Safeguards and moves assets for investors

Senior Vice President - Compliance & Control

Internal Audit & ControlsConfirmed live in the last 24 hours
Full-timeDublin, IrelandNo salary listedIn-person

About the Job

Requirements

  • Extensive experience in Compliance Testing, Control Testing, Internal Audit, Risk Management, or Compliance within a bank, financial institution, regulatory body, or similar regulated environment.
  • Strong knowledge of financial services regulations and regulatory frameworks, with the ability to assess risks, evaluate controls, and communicate findings to senior stakeholders.
  • Proven people leadership experience, including managing high-performing teams, developing talent, and delivering multiple reviews or programmes simultaneously.
  • Experience presenting complex issues and recommendations to senior management.
  • Experience leveraging technology, data analytics, automation, or artificial intelligence-enabled solutions to improve testing, assurance, or risk management processes.
  • Knowledge of Irish regulatory requirements including Individual Accountability Framework, Senior Executive Accountability Regime, Fitness and Probity, anti-money laundering and counter-terrorist financing, MiFID II, Market Abuse Regulation, Outsourcing requirements, and Operational Resilience/DORA.

Responsibilities

  • Lead the planning and execution of compliance testing reviews across assigned business areas, geographies, and thematic risk topics, ensuring delivery is timely, risk-focused, and aligned to the Global Testing Methodology.
  • Manage and develop a team of testing professionals, setting priorities, providing coaching and oversight, and promoting high-quality execution and professional growth.
  • Direct all phases of testing engagements, including risk assessments, test design, fieldwork, issue identification, reporting, and validation of remediation activities.
  • Build strong partnerships with stakeholders across the three lines of defence, influencing actions and supporting effective management of compliance and regulatory risks.
  • Interpret and apply relevant laws, regulations, and internal policies to assess control effectiveness, identify gaps, and provide practical recommendations for improvement.
  • Drive the use of data analytics, automation, and BNY's proprietary artificial intelligence tools to enhance testing coverage, efficiency, reporting quality, and overall assurance outcomes.

About the Company

BNY

Safeguards and moves assets for investors

BNY safeguards financial assets and runs investment services for institutions, investment firms and wealthy clients around the world. Its custody business keeps clients' securities safe and handles the records and transactions needed to administer investment funds. Banks and brokers use its systems to settle trades, manage collateral and send payments, while its investment and wealth businesses manage portfolios and advise clients. It earns servicing and management fees as well as interest on loans and securities funded by client deposits. BNY traces its roots to the Bank of New York, founded by Alexander Hamilton in 1784, and is headquartered in New York City.

Company size
10,001+
Company stage
IPO
Headquarters
New York City, New York
Founded
1784

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