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Figure

Online home equity lending via blockchain

Associate General Counsel - Corporate & Securities

Legal Counsel & Legal SupportConfirmed live in the last 24 hours
Full-time$227.7k - $341.6k /yr

About the Job

Requirements

  • At least 10 years of experience at a top law firm and/or in-house at a public financial services or fintech company, including substantial corporate/governance and securities regulatory work.
  • Deep expertise in the Securities Act of 1933 and Securities Exchange Act of 1934, with working knowledge of the Investment Advisers Act of 1940 and Investment Company Act of 1940.
  • Hands-on experience with broker-dealer regulation, including SEC and FINRA rules, registration, and compliance.
  • Public company experience, including periodic reporting, disclosure judgment, and board/committee governance.
  • Substantial M&A experience leading acquisitions, dispositions, and strategic investments through structuring, diligence, negotiation, and closing.
  • Ability to apply established securities frameworks to novel products, including blockchain and digital asset structures.
  • Strong drafting and negotiation skills across corporate and transactional documents.
  • Practical judgment and ability to deliver clear, decisive advice to senior executives under time pressure.
  • J.D. and membership in good standing with at least one state bar.
  • Excellent written, oral, and interpersonal communication skills.
  • Ability to own, organize, prioritize, and manage multiple high-stakes projects simultaneously.
  • Adhere to company security policies and data handling procedures.
  • Complete mandatory security awareness training within required timeframes.
  • Promptly report suspected security incidents or suspicious activity to the Security team.

Responsibilities

  • Advise on general corporate matters, including entity governance, subsidiary management, corporate approvals, board and committee resolutions, and commercial transactions.
  • Support public company governance and reporting, including Exchange Act filings (10-K, 10-Q, 8-K), proxy statements, Section 16 compliance, insider trading policy administration including 10b5-1 plans, and board and audit committee support.
  • Provide securities law advice on capital markets transactions, including registered offerings, shelf registrations, private placements, and equity plan matters.
  • Lead M&A activity end to end, including deal structuring, due diligence, negotiation of definitive agreements, regulatory approvals, closing, and post-closing integration.
  • Advise broker-dealer and marketplace businesses on SEC and FINRA regulatory matters, including registration, ongoing compliance, examinations, and regulator interactions.
  • Partner with senior leadership, including the founder, on strategic securities law initiatives and the application of federal securities laws to blockchain-native products, tokenized securities, and other novel structures.
  • Manage outside counsel and coordinate cross-functional execution with Finance, Compliance, Capital Markets, and Product teams.
  • Monitor legal and regulatory developments affecting public companies, broker-dealers, and digital asset securities, and translate them into practical business guidance.

Desired Qualifications

  • Experience at the SEC or FINRA.

About the Company

Figure

Online home equity lending via blockchain

Figure is a financial technology company that provides online, blockchain-enabled access to home equity through products like HELOCs and mortgage refinancing. Its fully online application speeds funding to homeowners, often within five days, by streamlining the lending process and using blockchain to increase security and reduce costs. The company earns money from origination fees and interest on the loans, with competitive rates (as low as 3.49% APR). Its target market includes homeowners in multiple states (e.g., California, Florida, Texas, New York) and it plans to expand to more states. The goal is to simplify and accelerate home equity borrowing for homeowners while offering secure, efficient transactions and scalable nationwide coverage.

Company size
501-1,000
Company stage
IPO
Headquarters
New York City, New York
Founded
2018

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