Full-Time

Senior Sales Trader

B. Riley Securities

B. Riley Securities

51-200 employees

Middle-market investment bank for M&A, financings

No salary listed

Boston, MA, USA + 4 more

More locations: Los Angeles, CA, USA | Miami, FL, USA | Arlington, VA, USA | New York, NY, USA

In Person

Category
Finance & Banking (1)
Required Skills
Bloomberg
Risk Management
Excel/Numbers/Sheets

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Requirements
  • 5-8 years of experience in securities trading, with a focus on institutional equity sales trading or equivalent combination of education and experience
  • Series 7, 63, and 55 (or 57) licenses required
  • Extensive knowledge of the securities industry, including listed securities, market data products (mandatory), and execution strategies
  • Proven ability to execute complex trades, manage high-volume order flow (including 15+ client relationships), build strong client relationships, and structure transactions
  • Strong verbal and written communication skills, with the ability to express ideas effectively, fluently, discreetly, and courteously; exceptional negotiation, analytical, and quick decision-making abilities
  • Ability to organize time well, set proper priorities, multitask, and perform under pressure in a fast-paced trading environment
  • Proficiency in market data and trading software systems, including Bloomberg, Fidessa; MS Outlook/Excel, with a willingness to learn new tools
  • High energy, initiative, and the ability to work independently with minimal supervision
  • Strong interpersonal skills and experience mentoring or supervising junior staff
  • Bachelor’s degree in finance, economics, or a related field; advanced degrees or certifications such as CFA are a plus
Responsibilities
  • Work closely with the institutional sales force to generate ideas, coordinate buyers and sellers, and facilitate seamless order flow
  • Build and nurture relationships with assigned institutional investors through trading and execution services to grow trading volumes, provide tailored market insights, and drive revenue
  • Develop a deep understanding of clients’ trading strategies, risk tolerances, and needs to offer proactive ideas
  • Process trade tickets, interface with back office operations, and perform administrative duties to support smooth transaction workflows
  • Collaborate with Sales, Research, and Trading teams to resolve issues, share market color, and enhance client experiences
  • Achieve and exceed revenue targets through trading activity, rigorous client engagement, and opportunity identification
  • Stay informed on market trends, liquidity dynamics, competitor activities, and B. Riley's proprietary small-cap equity research to anticipate client needs
  • Communicate trade ideas, pricing, and market updates effectively to clients while maintaining discretion and courtesy
  • Train and mentor junior sales traders or assistants, contribute to hiring and team development, and provide feedback to management on trading procedures, technology, and efficiencies
  • Adhere to compliance policies, risk management protocols, and maintain high standards of client service
Desired Qualifications
  • Bachelor’s degree in finance, economics, or a related field; advanced degrees or certifications such as CFA are a plus

FocalPoint Partners, part of B. Riley Financial, acts as a middle-market investment bank that advises on mergers and acquisitions, private placements of debt and equity, financial restructurings, and special-situation transactions. It provides advisory services and capital-raising support, helping client companies identify options, evaluate targets or partners, prepare and negotiate deals, and connect with lenders or investors across its offices. The firm differentiates itself by focusing on middle-market deals with a full range of services and a multinational office network, including a Shanghai presence that supports cross-border work. Its goal is to help middle-market clients achieve successful outcomes in complex financial transactions by guiding the capital-raising and advisory process from start to finish.

Company Size

51-200

Company Stage

N/A

Total Funding

$8.8M

Headquarters

Los Angeles, California

Founded

2002

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Simplify Jobs

Simplify's Take

What believers are saying

  • Gladstone Capital named B. Riley Securities sole bookrunner for a $60 million notes offering.
  • New York institutional sales hires strengthen distribution and hedge fund relationships.
  • Jimmy Baker became CEO in January 2026, improving continuity after the 2025 transition.

What critics are saying

  • Revenue depends heavily on cyclical underwriting, M&A advisory, and restructuring activity.
  • Leadership concentration around recent rainmaker hires creates execution and retention vulnerability.
  • Expanded hiring and regional growth raise fixed costs before new mandates fully convert.

What makes B. Riley Securities unique

  • B. Riley Securities combines investment banking, research, and sales-trading across middle markets.
  • Its 2025 leadership hires returned Patrice McNicoll and Matt Feinberg with deep capital-markets experience.
  • The firm added TMT and healthcare bankers, reinforcing sector coverage breadth.

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Benefits

Health Insurance

Dental Insurance

Vision Insurance

Life Insurance

Disability Insurance

Paid Holidays

Paid Vacation

Paid Sick Leave

401(k) Retirement Plan

Profit Sharing

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