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Finra

Oversees US broker-dealers; mediates disputes

Staff Analyst - Technology

Business AnalysisPosted on Nov 12
Full-time

About the Job

Requirements

  • Bachelor’s degree in Computer Science, Information Systems, or a related discipline with at least four years of related experience; or a master’s degree in Computer Science, Information Systems, or a related discipline with at least two years of related experience; equivalent training and/or work experience is also accepted.
  • Knowledge of Agile software development processes and creation of common artifacts.
  • Analytical and problem-solving skills.
  • Project management skills.
  • Organizational skills.
  • Interpersonal and communication skills, including the ability to communicate at all levels of the organization.
  • Ability to work in a team environment and develop effective relationships.
  • Strong written and oral communication skills.
  • Knowledge of programming languages, including SQL.
  • Ability to obtain and articulate a detailed understanding of the business being analyzed, including organizational structure, relationships between business units, and the business impact of requests.
  • Ability to collaborate in person and virtually in furtherance of FINRA’s mission.
  • Ability to comply with FINRA’s Code of Conduct investment and securities account restrictions, including required brokerage account disclosures, authorizations, and account transfers where applicable.
  • Ability to execute FINRA’s Employee Confidentiality and Invention Assignment Agreement without qualification or modification and comply with the company’s nepotism policy.

Responsibilities

  • Determine feature or enhancement requirements using techniques such as user interviews, group feedback sessions, and direct observations.
  • Use analytical skills, department policy and procedure knowledge, and experience with department systems to improve and enhance systems throughout the project life cycle.
  • Coordinate across departments with business customers to identify opportunities to improve business processes and identify, document, and resolve issues.
  • Document requirements for new features and enhancements.
  • Conduct research to meet end-user needs, clarify requirements, provide feedback, and test changes.
  • Support end-user feedback activities, including user acceptance testing and demonstrations.
  • Work with end users to understand their work and how they use the product.
  • Collaborate with senior business analysts to gather and draft requirements for developers.
  • Use SQL, as needed, to analyze data sources and check for anomalies.
  • Demonstrate FINRA’s values.
  • Perform other duties as assigned.
  • Travel occasionally as required.

About the Company

Finra

Oversees US broker-dealers; mediates disputes

FINRA is a not-for-profit regulator that oversees U.S. broker-dealers to ensure fair and transparent financial markets. It enforces rules, conducts examinations, and takes enforcement actions, and it runs the largest securities dispute resolution forum in the United States, offering arbitration and mediation between investors and brokers. Its services are funded by fees from member firms, such as registration, examination, and penalties, with funds reinvested to strengthen investor protection and market integrity. Its goal is to protect investors and maintain fair, orderly, and efficient capital markets.

Company size
5,001-10,000
Company stage
N/A
Total funding
$2M
Headquarters
Washington DC, District of Columbia
Founded
2007

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