A

Aboon

AI-driven 401(k) TPA platform

Director of Applied Plan Compliance

Business OperationsUpdated on Nov 11
Full-timeRemote in USA

About the Job

Requirements

  • At least 8 years of experience in defined contribution plan administration, with deep knowledge of compliance testing, contribution calculations, and the related corrections.
  • Experience designing or running a compliance testing program at scale, including procedures, controls, review levels, and quality measurement.
  • Hands-on fluency with data, including using spreadsheets as calculators, reconciling data, and reasoning about the origin of a number.
  • Demonstrated interest in applied AI, with examples of what worked, what did not, and how success was assessed.
  • High agency and comfort with ambiguity as a senior individual contributor in an early-stage company.
  • Ability to communicate clearly with engineers, service team members, and clients.

Responsibilities

  • Own nondiscrimination testing, employer contribution calculations, and reconciliation of deposits against payroll and plan formulas.
  • Own Year-in-Review results and action items for every plan, including corrections such as refunds, true-ups, and amendments.
  • Oversee each plan's compliance review, create processes for exceptions, and complete work that cannot yet be automated.
  • Coordinate with internal teams to meet clients' needs and deadlines.
  • Help internal teams communicate complex data requests and Year-in-Review results to clients clearly and simply.
  • Set compliance standards, including the requirements and steps each plan must satisfy to complete the annual cycle.
  • Work with the Applied AI team to develop answer keys, review traces, and label datasets that improve agent accuracy.
  • Review and expand compliance calculators, and stay current on laws, regulations, and best practices to keep systems correct.
  • Build and test tools, and partner with R&D to promote them into applications.
  • Write pitches for product cycles and recommend build sequences within the product roadmap process.
  • Establish procedures for tracking progress, documenting decisions, and handling manual overrides.

Desired Qualifications

  • CPC or QPA credential.
  • Experience building evaluation sets, test harnesses, or quality assurance programs for software or automation.
  • Python, SQL, or scripting skills, and familiarity with agent frameworks or document-extraction tools.
  • Familiarity with ftwilliam and major recordkeeper servicing platforms.
  • Experience at a fintech, wealthtech, or high-growth startup.

About the Company

Aboon

AI-driven 401(k) TPA platform

Aboon provides a digital third-party administration platform for 401(k) plans that helps financial advisors design, launch, and manage retirement plans for business owners. The platform uses AI-powered automation, digital workflows, and access to human expertise to automate plan design, onboarding, quotes, and ongoing compliance. It differentiates itself by serving the existing advisor network as a modern operating system for retirement solutions and by integrating with major advisory firms and recordkeepers. Its goal is to speed up and simplify advisor-led retirement offerings for small- to mid-sized businesses.

Company size
11-50
Company stage
Seed
Total funding
$17.5M
Headquarters
New York City, United States
Founded
2023

Recently Posted Jobs

Explore more opportunities at Aboon

See more jobs