Summer 2026

Compliance Intern

Updated on 7/21/2026

Mizuho Securities USA

Mizuho Securities USA

10,001+ employees

Global banking, equities, and fixed-income platform

Compensation Overview

$35/hr

New York, NY, USA

Hybrid

Hybrid role; remote options vary by department and local laws.

Category
Legal & Compliance (1)
Required Skills
Word/Pages/Docs
Data Analysis
Excel/Numbers/Sheets
PowerPoint/Keynote/Slides

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Requirements
  • Pursuing a Bachelor’s degree in finance, marketing, and/or business management with an expected graduation in the Spring of 2027
  • Minimum cumulative GPA of 3.3
  • Track record of academic excellence
  • Strong attention to detail and the ability to manage competing priorities
  • Excellent written and verbal communication skills
  • Ability to analyze and synthesize a variety of data to produce well-designed, meaningful summaries and reports
  • Proficient in Microsoft PowerPoint, Excel and Word
Responsibilities
  • Interact with senior Compliance professionals, develop working knowledge of regulations and laws that apply to our businesses, and gain a comprehensive understanding of business strategy
  • Use analytical skills to evaluate risk related to our controls across lines of business
  • Due diligence reviews (for example, financial crimes concerns) of clients during the account opening process
  • Conducting monitoring and surveillance of transactions, employee activities and communications
  • Performing transaction and control-based testing of Firm processes and controls to mitigate risks
  • Analyzing regulations, rules and various proposals; drafting and coordinating regulatory updates and compliance bulletins
  • Conducting research and assisting with responses to various regulatory inquiries and examinations
  • Reviewing and drafting policies, procedures, compliance manuals and developing/updating related training courses
  • Participating in compliance risk assessments and analyzing the compliance environment and controls for a line of business
Mizuho Securities USA

Mizuho Securities USA

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Mizuho Securities USA is part of Mizuho Financial Group, a global financial services firm that blends Eastern and Western banking and market practices to serve corporations, private equity firms, and institutional investors. It operates a full-service platform spanning banking, equities, and fixed income, offering strategic and financing solutions along with risk management. The company earns revenue from interest on loans, advisory and financing fees, and trading income across its global equities and fixed income desks. Its approach combines cross-border know-how with local market expertise to tailor solutions for clients. Unlike peers, it emphasizes a long-standing CSR and diversity program, integrating ethical practices and social initiatives into its operations. The goal is to help clients shape their futures and reach their long-term objectives by providing comprehensive financial services and responsible leadership across global markets.

Company Size

10,001+

Company Stage

IPO

Headquarters

Tokyo, Japan

Founded

2000

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Simplify Jobs

Simplify's Take

What believers are saying

  • Commodity hedging demand rises from corporate supply chain volatility.[5]
  • Cross-border M&A grows between Japanese firms and North American targets.[1]
  • Custody services meet institutional safekeeping needs in volatility.[1]

What critics are saying

  • FINRA violations trigger fines and suspensions within 3-6 months.[8]
  • Parent outages cause Treasury auction failures and Fed penalties.[1]
  • CFTC scrutiny imposes $50M penalties on futures clearing in 6-12 months.[5]

What makes Mizuho Securities USA unique

  • Primary Dealer status grants direct Treasury access for clients.[1]
  • Futures clearing spans agriculture, energy, equities, FX, rates, metals.[5]
  • Equity research targets Asia-Pacific and Americas cross-border M&A.[1]

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Benefits

Health Insurance

Dental Insurance

Hybrid Work Options

401(k) Retirement Plan

Company News

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