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Mizuho Securities USA

Global banking, equities, and fixed-income platform

Compliance Intern

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Internship · Summer 2026New York, NY, USA$35 /hr

About the Job

Requirements

  • Be pursuing a Bachelor's degree in finance, marketing, and/or business management and expect to graduate in Spring 2027.
  • Have a minimum cumulative GPA of 3.3.
  • Demonstrate a track record of academic excellence.
  • Manage competing priorities with strong attention to detail.
  • Have excellent written and verbal communication skills.
  • Analyze and synthesize varied data to produce well-designed, meaningful summaries and reports.
  • Be proficient in Microsoft PowerPoint, Excel, and Word.

Responsibilities

  • Rotate across Mizuho Compliance teams and work alongside Compliance professionals.
  • Develop working knowledge of regulations and laws applicable to the firm's businesses and gain an understanding of business strategy.
  • Evaluate risk related to controls across lines of business.
  • Conduct due diligence reviews of clients during account opening, including reviews for financial crimes concerns.
  • Monitor and surveil transactions, employee activities, and communications.
  • Perform transaction- and control-based testing of firm processes and controls to mitigate risks.
  • Analyze regulations, rules, and proposals; draft and coordinate regulatory updates and compliance bulletins.
  • Research and assist with responses to regulatory inquiries and examinations.
  • Review and draft policies, procedures, and compliance manuals, and develop or update related training courses.
  • Participate in compliance risk assessments and analyze the compliance environment and controls for a line of business.
  • Participate in firmwide orientation and Compliance-specific training.

About the Company

Mizuho Securities USA

Global banking, equities, and fixed-income platform

Mizuho Securities USA is part of Mizuho Financial Group, a global financial services firm that blends Eastern and Western banking and market practices to serve corporations, private equity firms, and institutional investors. It operates a full-service platform spanning banking, equities, and fixed income, offering strategic and financing solutions along with risk management. The company earns revenue from interest on loans, advisory and financing fees, and trading income across its global equities and fixed income desks. Its approach combines cross-border know-how with local market expertise to tailor solutions for clients. Unlike peers, it emphasizes a long-standing CSR and diversity program, integrating ethical practices and social initiatives into its operations. The goal is to help clients shape their futures and reach their long-term objectives by providing comprehensive financial services and responsible leadership across global markets.

Company size
10,001+
Company stage
IPO
Headquarters
Tokyo, Japan
Founded
2000

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