Due Diligence Specialist
Broadridge
Due Diligence Specialist
Broadridge
Fintech infrastructure for investor communications
At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team.
Join us as a Due Diligence Specialist and grow your career in a collaborative, quality-focused environment.
In this position, you will manage due diligence cases end-to-end across the Company, including First Line Assessment (FLA), Second Line Assessment (SLA), and Enhanced Due Diligence (EDD). This role combines execution and control responsibilities and serves as a key quality layer to help ensure complete and consistent due diligence execution, compliance with regulatory and internal standards, and quality of outputs before escalation.
If you are analytical, detail-oriented, and motivated to take ownership of end-to-end due diligence cases while working closely with internal teams and clients, this is a great opportunity to learn, contribute, and develop your career supportingAcolin, now part of Broadridge.
Responsibilities
Perform First Line Assessment (FLA), Second Line Assessment (SLA), and Enhanced Due Diligence (EDD) across all types of due diligence cases.
Review and validatework completed by junior team members to help ensure accuracy, completeness, and quality before escalation.
Conduct risk-based due diligence assessments in line with regulatory requirements and internal standards.
Manage client onboarding cases from initiation through completion.
Execute ongoing monitoring activities and maintain consistency across due diligence cases.
Maintain acomplete audit trail and accurate documentation for all due diligence activities and decisions.
Communicate effectively with clients, internal stakeholders, and cross-functional teams, while supporting pipeline and case workflow management.
Provide guidance and training to junior colleagues and contribute to continuous process improvement initiatives.
Requirements
Solid knowledge of AML/KYC, due diligence, compliance practices, and a risk-based approach.
1–3 years of experience in due diligence, AML, KYC, compliance, or financial services (fund industry preferred).
Solid AML/KYC knowledge and risk-based approach.
Knowledge and understanding of the fund industry ecosystemis a plus.
Strong analytical, investigative, and problem-solving skills with attention to detail.
Ability to work independently and manage multiple priorities in a structured manner.
Good communication and stakeholder management skills, with the ability to collaborate across teams.
Professional working proficiencyin English; additional foreign languages are a plus.
Good knowledge of MS Office.
High school diploma required; university degree preferred.
Hybrid Flexible at Broadridge
We are made up of high-performing teams that meet in person to learn and collaborate as needed. This role will be considered hybrid, after successfully passing the probation period.
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We are dedicated to fostering a collaborative, engaging, and inclusive environment and are committed to providing a workplace that empowers associates to be authentic and bring their best to work. We believe that associates do their best when they feel safe, understood, and valued, and we work diligently and collaboratively to ensure Broadridge is a company—and ultimately a community—that recognizes and celebrates everyone’s unique perspective.
Use of AI in Hiring
As part of the recruiting process, Broadridge may use technology, including artificial intelligence (AI)-based tools, to help review and evaluate applications. These tools are used only to support our recruiters and hiring managers, and all employment decisions include human review to ensure fairness, accuracy, and compliance with applicable laws. Please note that honesty and transparency are critical to our hiring process. Any attempt to falsify, misrepresent, or disguise information in an application, resume, assessment, or interview will result in disqualification from consideration.
Fintech infrastructure for investor communications
Broadridge provides critical financial services infrastructure that powers investor communications, proxy voting, and trading operations for public companies, brokers, and asset managers. It runs platforms that process trillions of dollars in trades and millions of communications daily, delivering regulated software and services for governance, trading, and asset management. What sets it apart is its history as an ADP division that became a standalone public company, plus a broad, end-to-end suite built through acquisitions across proxy voting, fund data, trading, and wealth-management technology. Its goal is to be the essential, scaleable backbone for financial markets, expanding with data, digital assets, and AI-driven solutions.
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